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Associate General Counsel
Duties: Promotes teamwork, cooperation and commitment to “Total Customer Satisfaction” among team members. Will work within the Legal Department (i) to advise the company and Senior Management on a broad range of legal matters, including identification of areas of risk and making suggestions for improvement; and (ii) with respect to due diligence, planning and implementation relative to all legal compliance matters, including domestic and in...
The candidate will provide guidance on rules and regulations relating to trading, sales practices, information barriers, trade reporting, and Dodd-Frank compliance as well as, provide transactional approvals and interpretation of internal compliance policies. Draft compliance policies and procedures Assist with regulatory inquiries and/or examinations. May include coordination with Regulators including, FINRA, SEC, OCC, Federal Reserve, and CFTC. Collabo...
Buffalo office seeks intellectual property attorney with 2+ years of experience. The candidate should have corporate, venture capital, and private equity experience. Should preferably have experience with entity formation and closely-held businesses, and a desire to work with startups and entrepreneurs. Experience in trademark law is a plus.
Counsel - Investments
The candidate will support the business lines within the Wealth and Institutional Services Division (WISD) of the Bank on a range of investment-related matters. Will advise on mutual fund, private fund and investment issues arising in the Retirement Services, Global Capital Markets (GCM) and Wealth Advisory Services (WAS) divisions of WISD relating to the investment of fiduciary and non-fiduciary customer assets. Assist other attorneys in the Legal De...
The candidate should have demonstrated success in working with clients and colleagues on transactions; outstanding judgment; strong communication and writing skills; and be a self-starter with a commitment to client service and business development. Should have 6+ years of corporate experience working on M&A and other business transactions for private and public companies, and a broad knowledge of general corporate law to work on matters in the areas of mergers a...
House Counsel Attorney - No-Fault
Duties: Directly handles assigned litigation from inception through trial and ensures that all internal requirements with respect to reporting are met, while maintaining the highest level of legal representation for **MEMBERS ONLY**SIGN UP NOW***. and/or its insureds. Take ownership of any issue, problem or error that could impact the company, policyholder and/or loss participant. Maintains reporting procedures, (i.e. file reviews, diary cont...
Vice President Director Regulatory Compliance
Duties: Serves as a key subject matter expert for assigned area(s). Provides compliance support, advice, and guidance to the first and second lines of defense across company's relative to assigned regulation(s), regulatory requirements and/or compliance risks. Provides regulatory compliance expertise to support strategic initiatives and advises the first and second lines of defense in managing compliance risk associated with as...
Buffalo office of our client seeks securities attorney with 3-7 years of experience. The candidate must have experience with the Securities Act of 1933 and the Securities Exchange Act of 1934, including public and private debt and equity offerings and proxy solicitations. General corporate experience is a plus.