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The candidate will be negotiating and drafting lease and loan documents. Supporting the capital markets and syndications teams in the acquisition and sale of transactions with other financial institutions. Negotiating and drafting vendor programs. Review and providing advice on a wide range of equipment finance transactions. Providing general transactional advice for secured lending, transactions working with documentation, credit, sales team members. Assisting ... read more
The candidate will be responsible for handling all aspects of commercial contracting with customers and suppliers, and partnering closely with the senior leadership of the business, as well as members of the SPS Law Department. Anticipate and mitigate potential legal problems within the Company, and develop strategies to avoid costly litigation and reduce potential areas of risk. Will keep abreast of industry-specific regulations and ensure that appropriat... read more
Assistant General Counsel
The candidate will be responsible for all aspects of supervising and coordinating the efforts of a legal team, including budget and legal practice area management, case assignment, and the hiring and professional development of staff. Will anticipate and mitigate potential legal problems within the company, and developing strategies to avoid costly litigation and reduce potential areas of risk. Keep abreast of industry-specific regulations and ens... read more
Associate General Counsel
The candidate will report to the SVP General Counsel and works closely with outside counsel as directed by the SVP General Counsel, in-house attorneys, and Hospital representatives. The person in this position has a comfort level with healthcare's regulatory framework and reimbursement programs, with particular skills in drafting contracts, developing policies, advising staff and management on legal issues, regulatory, and administrative matters. ...
Chief Compliance Officer
The candidate will help lead and direct a team dedicated to developing, maintaining, and supporting the implementation of the Corporate Compliance program at the company. Inform and advise the Executive Compliance Committee and the Audit and Compliance Committee of the Board of Directors of the company of compliance issues and company's progress in meeting compliance goals. The positions reports administratively to the President/Chief Executive Off...
Senior Advanced Markets Consultant
The candidate will be responsible for the development of advanced life insurance cases and collection of advisor illustration requests, creating illustrations, consulting on sales opportunities and following up on illustrations sent to advisors. Will consult with advisors on cases where greater experience is required. Interactions with advisors include advanced sales strategies, mining books of business, occasional point-of-sale assistanc...
Corporate AVP, Associate Counsel
The candidate will assist other attorneys in the department, including senior attorneys, Deputy General Counsel and General Counsel, with the provision of legal advice in multiple areas of the company’s business, but with a focus on the company’s registered investment advisor (“RIA”) offerings. Will work with various business units within the company to draft and negotiate contracts with financial advisors, portfolio managers, produ...
VP/AVP Associate Counsel
The candidate will manage a variety of regulatory examinations and investigations with the support of one or more Regulatory Investigations and Counseling analysts under the attorney’s supervision. Manage and defend regulatory examinations and investigations involving the Firm and/or its associated persons. Evaluate legal and regulatory risk and exposure, coordinate and prepare written responses and productions, communicate with regulators as to ...
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AVP, Associate Counsel
Duties: Responsible for a broad range of in-house legal services, with a primary focus on responding to customer complaints, regulatory inquiries and defending the firm and its advisors in litigation. Rendering legal advice and counsel to the company and business units while working to achieve equitable resolution of claims. Handle client contact in a professional, courteous, and confidential manner.
Regional Relationship Manager
Duties: Directs, leads and provides guidance in the management of a regional territory for Trust Company's Personal Trust group. Develops and implements business plans, financial policies, and marketing objectives for the group. Establishes group operating procedures and investment procedures. Directs the set-up, implementation and administration of trusts and estates. Manages a team of Relationship Managers, Portfolio Managers, and Trust Spec...
SVP, Complex Products Supervision
The candidate will be responsible for the overall management, success and strategy of the CPS Annuity and Alternative Investment supervision team within Business Risk Management. Will be actively engaged in executing the strategy needed to develop and maintain a robust, proactive and effective supervisory model. The candidate must be knowledgeable in the features and risks of complex products such as variable and fixed annuity products, no...
AVP, Investigations (FIU)
Duties: Conducting in depth investigations and filing Suspicious Activity Reports (SARs) to reasonably ensure the Firm’s compliance with the Bank Secrecy Act (BSA), the USA PATRIOT Act, and other guidance as published by the SEC, FINRA, FinCEN, FATF, OFAC, and the US Treasury Department, and engaging with key internal partners on risk mitigation activities. Responsible for performing complex investigations involving red flags indicative of poten...
Duties: Provide legal and business advice necessary to support negotiation and drafting of the company's domestic and international commercial contracts. Provide legal and business advice necessary to support negotiation and drafting of the company's domestic and international commercial contracts Provide advice on general corporate matters pertaining to the company's daily operations, including training to various departments on relevant legal/compliance issues, ...