The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Act Attorney (Remote)** . Bank is looking for an experienced 1940 Act Attorney to join their regulatory administration group. The successful candidate will have two years to more than twenty years of experience working with mutual funds or ETFs registered under the Investment Company Act of 1940. This role offers the opportunity to work remotely. **Qualifications:** - Law degree - Licensed to practice in the applicable jurisdiction **Preferred Skills/Expe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistance Program Tuition reimbursement Employee discounts Commuter benefits Salary Information Salary range for this position is $120,000 - $190,000 based on experience. # 1940 Act Attorney (Remote) . Bank is seeking a licensed attorney with experience working with the Investment Company Act of 1940 and related securities laws and regulations to join the regulatory administration group. The successful candidate will be hired for the level... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
. Bank is looking for a 1940 Act Attorney to join their team. This role is available in Milwaukee, Glendora, Cincinnati or remotely. The successful candidate will have a law degree and be licensed to practice in the applicable jurisdiction. Preferred skills and experience include knowledge of mutual fund and ETF laws and regulations, excellent verbal and written communication skills and the ability to manage multiple tasks simultaneously in a deadline driven env... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Regulatory Administrator The candidate to join the regulatory administration group of one of the largest mutual fund and exchange-traded fund (ETF) services businesses... in the country. The role will have the following responsibilities, although candidates need not have experience with each function: Drafts, reviews, and prepares registration statements for new products or annual updates to fund registration statements; Ensures timely and accurate regulatory filings,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Regulatory Administrator The candidate drafts, reviews, and prepares registration statements for new products or annual updates to fund registration statements. Ensures timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements,... and related filings. Communicates with the US Securities and Exchange Commission (SEC) and other... regulatory agencies and self-regulatory organizations (e.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Regulatory Administrator The candidate will drafts, review, and prepares annual updates to fund registration statements. Will ensures timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements,... and related filings. Communicates with the . Securities and Exchange Commission (“SEC”) and other... regulatory agencies and self-regulatory organizations (., New York Stock Exchange) on... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will be drafting, reviewing and preparing annual updates to fund registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements... and related filings; communicating with the . Securities and Exchange Commission (“SEC”) and other... regulatory agencies and self-regulatory organizations (., New York Stock Exchange) on behalf of... f...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will be drafting, reviewing and preparing annual updates to fund registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements... and related filings; communicating with the . Securities and Exchange Commission (“SEC”) and other... regulatory agencies and self-regulatory organizations (., New York Stock Exchange) on behalf of... f...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Experienced 1940 Act Attorney The candidate responsibilities include, among other things: drafting, reviewing and preparing annual updates to fund registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements... and related filings; communicating with the . Securities and Exchange Commission (“SEC”) and other... regulatory agencies and self-regulatory organizati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Experienced 1940 Act Attorney The candidate responsibilities include, among other things: drafting, reviewing and preparing annual updates to fund registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements... and related filings; communicating with the . Securities and Exchange Commission (“SEC”) and other... regulatory agencies and self-regulatory organizati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here