Corporate Securities Associate - Law Firm Law Firm is looking for a Corporate Securities Associate with at least three to five years of significant transactional experience to join its sophisticated and highly collaborative corporate practice. This position is based...
to Senior-level Corporate Securities Associate The candidate will take the lead role or a primary role in SEC and financial reporting matters for key clients and be part of a growing local and global team. Can also expect to be...
Title: Product Mgmt/Strategy Snr Director-ProdDev Job Responsibilities: - AI Framework Leadership - Own the strategy and execution of the company's AI Agent Framework, which includes enabling reusable services such as note generation, coding, order suggestions, and care recommendations. - Guide the development...
law firm in Phoenix is seeking a Mid-level Corporate and Securities Associate Attorney with 2-6 years of experience. The ideal candidate must have excellent academic credentials and experience in a large firm. They should be admitted to, or eligible for...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate / Securities Paralegal The candidate will assist with securities law matters and general corporate activities. Will assist with documentation and closing for frequent stock offerings. Assist with the... securities and other reporting obligations of a New York Stock Exchange listed company. Assist... with preparation for Board meetings and minutes. Maintain subsidiaries including preparing annual meeting minutes, resolutions and officer records. Interface with all levels... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will draft and review initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met. Will prepare annual updates to registration statements. Ensure timely and accurate regulatory filings, including registration statement amendments, exchange listing applications, proxy statements... and related filings. Communicate with US Securities and Exchange Commission (SEC) examiners and... New York... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will be responsible for: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing applications, proxy statements... and related filings; communicating with US SEC examiners and New York Stock Exch... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will be responsible for: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing applications, proxy statements... and related filings; communicating with US SEC examiners and New York Stock Exch... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will be drafting, reviewing and preparing annual updates to fund registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements... and related filings; communicating with the . Securities and Exchange Commission (“SEC”) and other... regulatory agencies and self-regulatory organizations (., New York Stock Exchange) on behalf of... f...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Experienced 1940 Act Attorney The candidate responsibilities include, among other things: drafting, reviewing and preparing annual updates to fund registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements... and related filings; communicating with the . Securities and Exchange Commission (“SEC”) and other... regulatory agencies and self-regulatory organizati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Regulatory Administrator The candidate will drafts, review, and prepares annual updates to fund registration statements. Will ensures timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements,... and related filings. Communicates with the . Securities and Exchange Commission (“SEC”) and other... regulatory agencies and self-regulatory organizations (., New York Stock Exchange) on... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Regulatory Administrator The candidate drafts, reviews, and prepares registration statements for new products or annual updates to fund registration statements. Ensures timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements,... and related filings. Communicates with the US Securities and Exchange Commission (SEC) and other... regulatory agencies and self-regulatory organizations (e.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Regulatory Administrator The candidate to join the regulatory administration group of one of the largest mutual fund and exchange-traded fund (ETF) services businesses... in the country. The role will have the following responsibilities, although candidates need not have experience with each function: Drafts, reviews, and prepares registration statements for new products or annual updates to fund registration statements; Ensures timely and accurate regulatory filings,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Bank is looking for a 1940 Act Attorney to join their Regulatory Administration Group. This role is open to remote candidates, however, if not located near the offices in Milwaukee, Wisconsin (HQ), Cincinnati, Ohio, Glendora, California, or Mesa, Arizona, candidates will be expected to split their time between the office and the remote location. The 1940 Act Attorney will have the following responsibilities: - Drafting, reviewing, and preparing registration stateme... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here