Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support for the complete life cycle of new regulatory initiatives, serving as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Brief and communicate complex...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support concerning the full life cycle of new regulatory initiatives. - Serve as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory...
Title: Associate, HONORS Program Job Responsibilities: The Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position involves...
Conduct legal research and draft pleadings, motions, and agreements related to family law... issues such as divorce, custody, child support, property division, and domestic violence. - Attend hearings, trials, depositions, and mediations to represent clients and advocate for their best in...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
Title: Senior Program Administrator, OGC Regulation Job Responsibilities: The Senior Program Administrator at the organization serves as a pivotal support role within the Office of General Counsel (OGC), specifically aiding the Regulatory Policy, Capital Markets, and Appellate offices. This position is essential...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role in the StratIntel mission within the organization’s Member Supervision department. The responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated frameworks...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) is tasked with supporting the External Strategic Engagements leadership team in all facets of the group's responsibilities. This includes representing the...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with internal and external...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks with minimal supervision, particularly focusing on complex or elevated risk...
Title: Senior Director, Office of Chief of Staff, OCLO Job Responsibilities: - Oversee or lead cross-functional initiatives and special projects to advance strategic priorities in support of organizational objectives. This includes establishing project scope and timelines, defining measures of success, and managing...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy serves as the Chief Privacy Officer (CPO) of the organization, leading the Enterprise Data Privacy Office and overseeing the privacy function of the organization. The...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting both direct manager and interactions with internal and...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role in the StratIntel mission within the organization's Member Supervision department. The key responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is a key professional role within the Strategic Intelligence & Analytics (StratIntel) organization, which is part of the organization's Member Supervision department. This position focuses on the collection, analysis, processing,...
We not only have the best **Members Only** positions, but we also have the most. Commercial Lending Paralegal The candidate will draft loan documents such as, but not limited to, Deeds of Trust, Mortgages, Notes, Security Agreements, HUD-1, and Gua......
on corporate, commercial, and regulatory matters. The role involves drafting and negotiating a variety of contracts, including federal, commercial, domestic, and international agreements. You will guide compliance... with sanctions, export controls, and anti-bribery laws, and advise on corporate structuring...
in-house legal team, specifically focusing on commercial transactions for a growing line of business. Key responsibilities include: - Negotiating and drafting a wide range of commercial technology agreements, including cloud services agreements,... software licenses, and professional... services agreements to support various...
range of commercial technology agreements, including cloud services agreements,... software licenses, and professional... services. - Act as a trusted legal advisor and business partner, supporting an evolving business and collaborating with cross-functional groups. - Participate in strategic initiatives for the Legal team,...
Title: Counsel - Securities and Corporate/Employment Job Responsibilities: - Collaborate with the Chief Legal Officer (CLO) and finance group to prepare SEC-related documents such as 10-Ks, 10-Qs, 8-Ks, Proxy Statements, and Section 16 Reports. - Assist in planning and executing...
the Intellectual Property, Technology, & Information team within the Department. Responsibilities include: - Assisting legal counsel in transactional matters related to technology and information law, including data privacy, cybersecurity, and confidentiality terms. - Supporting corporate stakeholders with vendor agreements for software,...
Title Director, Assistant General Counsel - Marketing Platform Job Responsibilities The Director, Assistant General Counsel - Marketing Platform is tasked with leading the legal partnership for the company's marketing, messaging, and personalization infrastructure. Key responsibilities include: - Acting as a...
Title: Director, Assistant General Counsel - Marketing Platform Job Responsibilities: - Serve as the lead legal partner for the company's marketing, messaging, and personalization infrastructure. - Provide proactive, business-minded legal advice to senior product leaders on the evolution of the marketing platform, focusing...
Title: Tax Senior Job Responsibilities: - Manage relationships and ensure timely reporting of milestone and dependency status. - Monitor risks and issues, escalating them as necessary. - Execute day-to-day management activities. - Oversee asset-level diligence and analysis on debt investments. - Prepare and/or review debt taxable...
Title: Assistant General Counsel- Litigation & Asset Resolution Job Responsibilities: The Assistant General Counsel for Litigation & Asset Resolution is tasked with providing legal counsel to the company on legal risks and representing its interests in various litigation matters. The primary focus...
commercial product and service procurement. - Advise on laws and regulations governing US Federal acquisitions, including the Federal Acquisition Regulation (FAR), Defense Federal Acquisition Regulation Supplement (DFARS), and other FAR supplements. - Negotiate complex sales agreements with direct US government... customers, channe...
Title: HIPAA Officer & Data Regulatory Counsel Job Responsibilities: The HIPAA Officer & Data Regulatory Counsel is a vital role within the General Counsel's Office, reporting directly to the Assistant General Counsel, Privacy & Cybersecurity. This position is primarily focused on ensuring...
Title: Senior Manager, Senior Counsel- Commercial Bank - Strategic Investments Group (Hybrid) Job Responsibilities: The Senior Manager, Senior Counsel will be a vital member of the legal team at the company, specifically supporting the Strategic Investments Group (SIG) within the Commercial Bank....
and commercial contracts, including agreements related to technology licensing... on-premise software and SaaS/cloud-based services. - Handle professional services agreements and direct and indirect... distribution contracts such as OEM, Reseller, Referral, Systems Integrator, Technology Partner, and Teaming agreements. - Manage other commercial agreeme......
Title: Corporate & Securities Associate Job Responsibilities: - Advise on M&A transactions, venture financings, and general corporate governance. - Draft and negotiate purchase agreements, merger agreements, financing documents,... and related materials. - Support emerging companies through their lifecycle, from startup to exit. - Manage due...
company and its portfolio businesses. The key responsibilities include: - Drafting, reviewing, and negotiating a variety of agreements, such as software, technology,... services, vendor, reseller, manufacturer, licensing, and other commercial contracts. - Advising and providing guidance on legal issues related to c...
Title: Associate, HONORS Program-1 Job Responsibilities: The role of an Associate in the HONORS Program involves significant contributions to the Enforcement department's investigations and decisions regarding potential disciplinary actions against individuals and firms within the financial industry. This position offers entry-level associates...
Title: Counsel, Discovery & Litigation Job Responsibilities: - Handle the docket of information requests received by the organization, including third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. - Exercise legal judgment under limited supervision to respond to information...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support concerning the life cycle of new regulatory initiatives. - Advise the Board of Governors and organization advisory committees on complex regulatory initiatives and rule changes. - Brief and communicate complex...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. - Serve as a subject matter expert in one or more areas of legal expertise. - Advise the Board of Governors and advisory...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout the life cycle of new regulatory initiatives. - Serve as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory committees...
Title: Paralegal, Litigation Job Responsibilities: The Paralegal in the Litigation group within the department of the Chief Legal Officer is tasked with assisting in the response to information requests received by the organization, its officers, and its employees. This includes handling third-party...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagement (OSE) within the department of Member Supervision is tasked with supporting the leadership team in various high-visibility external engagements and publications. The...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. Develop strategic plans aligned with Member Supervision goals...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a critical role within the StratIntel division of the organization's Member Supervision department. The responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated frameworks...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position supports the Risk Monitoring Director in...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Perform risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and in interactions with internal and...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Perform risk...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is integral to the mission of StratIntel within the organization's Member Supervision department. The primary responsibilities include leading complex analytical projects to identify emerging market risks with minimal supervision, developing sophisticated frameworks...
Title: Sr. Data Analyst - Multiple Offices (Hybrid) Job Responsibilities: The Sr. Data Analyst position is primarily accountable for billable project work in support of the Client Data Solutions & Analysis (CDSA) team. The analyst will collaborate with attorneys to ensure accurate...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is responsible for executing functions in support of the Strategic Intelligence & Analytics (StratIntel) mission within the organization’s Member Supervision department. This includes: - Partnering across the organization and externally on...
includes a variety of agreements such as master services... agreements, outsourcing agreements, statements of... work, service level agreements, licensing agreements, SaaS agreements,... data transfer agreements, and... agreements involving cloud, blockchain security,... automation, systems integration, and... agile develo...
environment, including master services agreements, outsourcing agreements, statements of... work, service level agreements, licensing agreements, SaaS agreements,... data transfer agreements, and... agreements involving cloud, blockchain security,... automation, systems integration, and... agile development. - Advise senior co...