law firm in Philadelphia, PA, is seeking a highly skilled Investment Management Associate Attorney to join their team. The ideal candidate will have substantial experience representing registered investment companies, private funds, and investment advisers, with a strong understanding of related...
Title: Senior Counsel, Personal Investor Retail Brokerage Lawyer Salary: Not specified (competitive salary) Experience: Minimum 4 years of related experience Responsibilities: - Provide legal advice to business leaders on issues impacting Vanguard's retail brokerage business and investment product...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Friendly Job Title: Senior Associate, Risk Monitoring - FINRA Locations Nationwide H1: Join Our Team as a Senior Associate, Risk Monitoring at FINRA H2: Essential Functions and Requirements for Senior Associate, Risk Monitoring Role at FINRA Department:...