Job Title: 40 Act Attorney Job Responsibilities: The 40 Act... Attorney at the company... BDCs, and non-listed real estate investment trusts (REITs). The primary responsibilities include: - Drafting, reviewing, and maintaining registration statements and related materials for funds and other securities offerings. - Coo...
them on compliance with securities laws, managing public and... private offerings, and navigating complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment RIAs, and private funds. Act as underwriters counsel on......
Title: Associate General Counsel, Securities and Deputy Corporate Secretary Job... on federal and state securities laws, including the Securities... Act of 1933, the... Securities Exchange Act of 1934,... FD, and the JOBS Act. - Hold primary responsibility for... the legal aspects of...
Title: Vice President, Associate General Counsel Job Responsibilities: - Coordinate and collaborate with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team, and across the larger Fidelity Legal Group. - Work with other business units and control function business...
legal industry. We not only have the best **Members Only** positions, but we also have the most. Investment Services Paralegal Duties: Prepare and review filings with the Securities and Exchange Commission through... the EDGAR system for mutual funds, investment advi...
law firm in Chicago, IL is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...