Title: Capital Markets Associate Job Responsibilities: - Legal Research: Conduct comprehensive legal research and analysis to support case or transaction preparation and strategy. - Legal Writing: Draft error-free and well-reasoned legal documents, including briefs, motions, contracts, and correspondence. - Case/Transaction Assistance and Management: Assist...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Job Title: Corporate Securities Associate Job Responsibilities: - Lead compliance... with the Securities Exchange Act of 1934... ('34 Act) and the Securities Act of 1933 ('33... Act). - equity, debt, and other securities. - Address corporate governance matters... and ensure adherence to exchange listing requirements. - Navigate legal......
practice area. Key duties include: - Working on public and private debt and equity offerings. - Engaging in Securities Exchange Act of 1934... reporting. - Advising clients on day-to-day governance matters, including compliance with the SEC and stock exchange regulations. - Handling public company......
Title: Associate General Counsel Job Responsibilities: The Associate General Counsel will be responsible for providing comprehensive legal guidance to senior management and the business, supporting the entirety of the Wealth Management business. Key responsibilities include: - Advising senior management and...
Title: Legal Affairs Manager Job Responsibilities: The Legal Affairs Manager is a key role within the General Counsel’s Organization, specifically aligned with Asset Management Legal. This position is integral to supporting the Columbia Threadneedle Investments, focusing on registered investment companies such as...
Public Companies/Public Offerings group will be responsible for the following duties: - Counsel pre-IPO and public companies on disclosure matters, corporate governance, and compliance with SEC and stock exchange reporting requirements. - Assist in... capital markets transactions, including initial public offerings (...
Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects of the Bank’s full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including...
the legal industry. We not only have the best **Members Only** positions, but we also have the most. Securities and Exchange Regulatory Compliance Attorney The... candidate must be an experienced regulatory compliance attorney to handle quarterly, bi-annual, and annual f...
Title: Broker Dealer Marketing Compliance Job Responsibilities: - Support and/or lead Outsourced Marketing Review (OMR) projects alongside supervisors, relationship managers, account owners, and project leads. - Conduct thorough reviews of clients’ books, records, and other documents to ensure compliance. - Train staff on regulations,...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the company’s Digital Asset Management team on all aspects of the company’s cryptocurrency and blockchain products and services business. - Advise the Digital Asset Management...
Title Senior Legal Counsel Job Responsibilities The Senior Legal Counsel will be part of the Workplace Investing (WI) legal team at the company, where they will play a pivotal role in advising the defined contribution plan recordkeeping, administration, trust, and institutional...
the legal industry. We not only have the best **Members Only** positions, but we also have the most. Corporate and Securities Paralegal The candidate should... have Bachelor's degree and/or paralegal certificate. Must have 8 years of experience. Possess excellent verbal,...
Management Legal and Compliance Division as a Vice President. The primary responsibilities include providing legal coverage for the Alternative Investments and Private Markets businesses, focusing on alternative investment funds and private securities transactions. The attorney will... analyze, review, negotiate, s...
advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds, exchange-traded funds (ETFs), closed-end funds,... interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role involves collaborating...