Senior Counsel, Corporate and Securities Job Responsibilities: The Senior Counsel, Corporate... and Securities, will support the day-to-day... company's Board of Directors, senior management, and various company functions and businesses. Key responsibilities include: - Developing and providing advice regarding securities law disclosure and complia......
Title: VP, Wealth Management Advisory Attorney Job Responsibilities: - Provide day-to-day legal support for Company's Wealth Management's investment advisory business. - Offer legal analysis and advice regarding applicable rules, regulations, and legal risks related to fiduciary standards of care, trading, best execution, trade...
Title: Counsel, Regulatory Job Responsibilities: - Advise across the organization on issues primarily related to sanctions, anti-money laundering (AML), and export controls that affect the company, including its subsidiaries, strategic initiatives, and potential commercial and philanthropic opportunities. - Provide support to the Global...
Title: Head of Advisory Job Responsibilities: The Head of Advisory position requires an individual who possesses a deep understanding of . sanctions laws and regulations, particularly those of the Office of Foreign Assets Control (OFAC). The role involves familiarity with other sanctions...
Title: Associate, HONORS Program Job Responsibilities: The Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement’s investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position involves...
Title AI Security Engineer, Manager Job Responsibilities As an AI Security Engineer, Manager at the company, you will play a vital role in protecting advanced AI models, data, and infrastructure. Your responsibilities will include: - Implementing defenses against AI-specific attacks such as adversarial attacks,...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a significant role in the StratIntel mission within the organization’s Member Supervision department. Their primary responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties. - Conduct risk monitoring activities for...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting the direct manager in interactions with internal and external...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, focusing on both existing and emerging risks. - Report to a Risk Monitoring Director, supporting them in identifying risks and interacting with both internal...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and support interactions with internal and external parties. - Engage in...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a pivotal role within the StratIntel team of the organization, which is part of the Member Supervision department. The primary responsibilities of this position include: - Leading complex analytical projects to identify...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic direction and execution of the Examinations Program for the Firm Group, ensuring alignment with organizational goals and regulatory standards. - Develop and implement a multi-year strategic...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers, setting a multi-year strategic plan and managing priorities to align with Member...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is an advanced expert-level professional role within the **Members Only** program of the organization. This position is integral to supporting the mission of investor protection and market integrity by engaging in...
will play a pivotal role in advising the defined contribution plan recordkeeping, administration, trust, and institutional business. Key responsibilities include: - Advising on product and service development, ongoing plan administration, reporting and disclosure, document and contract support,... client escalation, a...
Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...
Title: Attorney Advisor - GS-15- SAUSA Job Responsibilities: The Attorney Advisor will serve within the Fraud Prosecutor Program of the Centers for Medicare and Medicaid Division (CMSD) under the Office of the General Counsel (OGC) at the . Department of Health and...
Title: Immigration Judge Department: Department of Justice, Executive Office for Immigration Review Job Responsibilities: - Preside over formal, quasi-judicial hearings including but not limited to removal and bond adjudications. - Adjudicate issues of removability and applications for relief such as asylum, withholding of removal,...
Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...
a focus on the real estate sector. The core responsibilities include: - Engaging in equity and debt capital markets transactions, both registered and unregistered. - Advising listed companies on disclosure, corporate governance, and securities law matters. - Working with... public companies, ensuring...
Job Title Corporate Securities Associate Ref No. CLE3739... is hiring a Corporate Securities Associate with at least... three to five years of significant transactional experience to be a part of its sophisticated and highly collaborative corporate practice. This position will...
searching for a Corporate Securities Associate to join a... or Washington DC. Responsibilities: Advise clients on public and private issuances of equity and debt securities, SEC disclosure, reporting and... compliance. Handle transaction management and due dil...
is an Equal Opportunity Employer. Employment decisions at Fenwick are based on merit, qualifications and abilities. Fenwick does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, sexual orientation, gender identity, national origin, age,...
Employee Status Regular Travel No Department Name Corporate Legal Department Job Industry Legal, Financial Services Company **Members Only** Job Function Legal Job Type Corporate Paralegal H1 and H2 Headings: H1: Corporate...
wide range of general corporate and securities law issues. This role... supports the company's corporate governance, strategic transactions, and obligations as a public company. Key responsibilities include: - Leading the company's public company compliance obligations, which involve preparing SEC disclosure doc...
Corporate & Investment Bank Securities Services Attorney Job Responsibilities: - Reviewing,... including custody, fund administration, and non-disclosure agreements for institutional clients. - Contributing to the oversight of the contents and execution of documents. - Ensuring day-to-day support of Securities Services business and functional... partners....
Title: New York Public Companies & Capital Markets Associate Job Responsibilities: The New York Public Companies & Capital Markets Associate will be responsible for representing either issuers or investment banks in various capital markets transactions. These transactions include initial public...
Associate General Counsel – Securities Job Responsibilities: The Senior Director, Associate... General Counsel - Securities at the company is... duties related to corporate securities and legal compliance. This... legal advice on corporate securities and SEC reporting matters,... including SEC filings, shareholder proposals,...
Job Title: Counsel, Securities Job Responsibilities: - Advise on securities... laws and related general... corporate law matters. - Support timely satisfaction of SEC and NYSE compliance and reporting obligations, including registration statements, proxy statements, and reports on Forms 10-K, 10-Q, and 8-K. - Review...
Title: Capital Markets Group Paralegal Job Responsibilities: As a Capital Markets Group Paralegal at the law firm, you will be instrumental in providing quality legal services to clients. Your role will encompass a range of tasks that require precision, attention to detail,...
Job Title: Counsel - Securities and Corporate/Employment Job Responsibilities: - Collaborate... in planning and executing the Annual Meeting of Stockholders. - Work closely with senior leadership and investor relations on disclosure matters and compliance with... NYSE, SEC, and corporate law requirements, including...
practice area. Key duties include: - Working on public and private debt and equity offerings. - Engaging in Securities Exchange Act of 1934... reporting. - Advising clients on day-to-day governance matters, including compliance with the SEC and stock exchange regulations. - Handling public company...
Title: Paralegal - One Year Contract Hybrid Job Responsibilities: The paralegal will collaborate with the Senior Legal Counsel and the broader US legal team to provide comprehensive legal support across Company’s expanding private markets platform. The role encompasses various responsibilities, including: -...
Job Title: Commercial Mortgage-Backed Securities Associate Job Responsibilities: - Participate actively... confidentiality agreements. - Handle securitization disclosure and operative documents, including... pooling and servicing agreements, mortgage loan purchase agreements, and investor certifications. - Engage in commercial real estate repurchase facilities and warehouse lending. - Serve...
Associate - Corporate - Securities Regulation & Corporate Governance... Lateral Associate in the Securities Regulation & Corporate Governance... legal matters related to securities regulation and corporate governance.... Key responsibilities include: - Providing counsel on Exchange Act disclosure requirements. - Advising on corporate......
Corporate Job Responsibilities: - Advise on securities law and SEC compliance,... including public company reporting activities such as current and periodic reports, proxy statements, registration statements, and Section 16 compliance. - Collaborate with the treasury-capital markets team and other legal and cross-functional teams...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide senior-level legal advice and support throughout the entire life cycle of new regulatory initiatives. - Act as a subject matter resource in one or more areas of legal expertise. - Advise the Board of Governors...
Title: Paralegal, Capital Markets Job Responsibilities: The Paralegal for the Capital Markets team at the company will be responsible for a variety of tasks essential to the execution and management of complex financings across the company's global real estate funds. The...
Public Companies/Public Offerings group will be responsible for the following duties: - Counsel pre-IPO and public companies on disclosure matters, corporate governance, and... compliance with SEC and stock exchange reporting requirements. - Assist in capital markets transactions, including initial public offerings (...
Litigation & Trial - Securities and M&A Litigation Job Responsibilities:... As an Associate in Litigation Department focusing on Securities and M&A Litigation, the... litigation tasks, including: - Handling securities class actions, stockholder derivative... direct listing litigation, SPAC-related securities litigation, and books and......
Title: Junior to Mid-Level Securities and Governance Attorney Job Responsibilities: The... Junior to Mid-Level Securities and Governance Attorney will... be responsible for a variety of tasks within the corporate legal department. Key responsibilities include: - Assisting with the preparation of filings for periodic...
the real estate sector. The ideal candidate will have experience with public company practice, including equity and debt capital markets transactions, and advising listed companies on disclosure, corporate governance, and securities law in equity... and debt capital markets tra...