Job Title: Capital Markets Associate Job Responsibilities: The Capital... Markets Associate will be... of duties related to securities and capital markets. Specifically,... the candidate... will handle the preparation of Exchange Act filings, including but not limited to Forms 10-K, 10-Q, 8-K, and...
Florida and is currently seeking experienced attorneys and practice groups with various backgrounds and portable clients/books of business. Areas of practice include, but are not limited to, corporate transactions and securities. Current office locations are... in Boca Raton and Orlando....
Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk... monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and assist in interactions with internal and external parties. - Conduct risk...
Job Title: Vice President, Capital Markets, Fixed Income, and... operations and execution for Capital Markets, Fixed Income Specialist,... Member Supervision goals and vision, collaborating with cross-functional partners, and integrating Examination efforts with Regulatory Operations. - Oversee all fixed income, capital ma...
Job Title: Capital Markets Associate Job Responsibilities: - Prepare... and handle Exchange Act filings, such as Forms 10-K, 10-Q, 8-K, and proxy statements. - Represent issuers and underwriters in equity and/or debt offerings. - Counsel public companies on disclosure, corporate governance, and SEC and...
both domestic and cross-border capital markets transactions. - Draft... and review securities offerings, including Rule 144A... registration statements related to securities offerings and business combinations.... to ensure compliance with securities laws. - Advise public... companies on ongoing reporting requirements under...
law firm seeks a Capital Markets Associate in Boca... years of experience in securities and capital markets, with... a focus... on Exchange Act filings and corporate Exchange Act filings, including Forms 10-K, 10-Q, and issuers and underwriters in...