Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk... monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Perform risk monitoring activities...
Job Title: Vice President, Capital Markets, Fixed Income, and... and execution of the Capital Markets, Fixed Income Specialist,... Supervision goals and collaborate with cross-functional partners. - Oversee all fixed income, capital markets, and compliance examinations,... ensuring coordination with other exam tea...
Lead Counsel, Corporate Job Responsibilities: - Securities Law & Disclosure: -... Provide expert advice on securities law compliance, including 1933... Act and 1934 Act filings such as Forms 10-K, 10-Q, 8-K, Section 16, S-8, etc. - Lead preparation and review of the...
Title: Contracting Counsel Manager Job Responsibilities: - Lead, structure, draft, and negotiate complex client transactions in a fast-paced corporate environment. This includes a variety of agreements such as master services agreements, outsourcing agreements, statements of work, service level agreements, licensing agreements, SaaS...
Title: Contracting Counsel Senior Manager Job Responsibilities: - Lead, structure, draft, and negotiate complex client transactions in a fast-paced corporate environment, including master services agreements, outsourcing agreements, statements of work, service level agreements, licensing agreements, SaaS agreements, data transfer agreements,...
Job Title: Capital Markets Associate (Mid-Level) Job Responsibilities: The... Capital Markets Associate (Mid-Level) at... the law firm will be responsible for a variety of tasks related to public and private equity offerings. Key responsibilities include handling initial public offerings (IPOs) and follow-on...
Job Title: Counsel - Securities and Corporate/Employment Job Responsibilities:... - Collaborate with the Chief Legal Officer (CLO) and finance group to prepare SEC-related documents such as 10-Ks, 10-Qs, 8-Ks, Proxy Statements, and Section 16 Reports. - Assist in planning and...
Disclosure and Benefits team within the legal division. Responsibilities include: - Providing legal advice on securities laws and requirements, such... as SEC periodic reporting requirements, beneficial ownership reporting requirements, Regulation FD, and insider trading laws. - Drafting and reviewing disclosure...
Senior - Banking & Capital Markets Job Responsibilities: As a... Tax Senior within the Financial Services arm of our Business Tax Services group, you will be responsible for providing federal tax consulting and compliance services to clients in the banking and...
Manager - Banking & Capital Markets Job Responsibilities: As a Tax... Manager within the Financial Services arm of the Business Tax Services group, the primary responsibilities include: - Providing federal tax consulting and compliance services to clients in the banking and financial services...
Title Director, Assistant General Counsel - Marketing Platform Job Responsibilities The Director, Assistant General Counsel - Marketing Platform is tasked with leading the legal partnership for the company's marketing, messaging, and personalization infrastructure. Key responsibilities include: - Acting as a...
Title: Director, Assistant General Counsel - Marketing Platform Job Responsibilities: - Serve as the lead legal partner for the company's marketing, messaging, and personalization infrastructure. - Provide proactive, business-minded legal advice to senior product leaders on the evolution of the marketing platform, focusing...
team at the company, specifically supporting the Strategic Investments Group (SIG) within the Commercial Bank. This group is responsible for creating and managing products and partnership programs that connect institutional capital with corporate and commercial... real estate lending lines...
not only have the best **Members Only** positions, but we also have the most. Investment Management and Real Estate Capital Markets Attorney The candidate... should have a . degree. Must have 3+ years of substantive experience in real estate sec...
not only have the best **Members Only** positions, but we also have the most. Real Estate Capital Markets Attorney The candidate... should have a . degree. Must have 3+ years of substantive experience in real estate securities work and experienc...
Job Title: Capital Markets Associate Job Responsibilities: The Capital... Markets Associate is responsible... duties that focus on securities and capital markets. Key... responsibilities include: -... Preparing Exchange Act filings, which involve drafting and managing documents such as Forms 10-K, 10-Q, 8-K, and proxy...
Job Title: Capital Markets Associate Job Responsibilities: The Capital... Markets Associate will be... renowned Corporate Finance and Capital Markets practice at the... issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings. - Ensuring compliance with... and reporting unde...
Job Title: Capital Markets Attorney: 3rd-6th year Job... and underwriters in public securities offerings, including IPOs and... other equity or equity-linked transactions, with a focus on the technology, consumer/retail, and life sciences sectors. - Represent public companies in various matters, including corporate...
Job Title: Capital Markets & Public M&A... be part of the capital markets and public M&A... company practice, which involves handling equity and debt capital markets transactions, both registered... and unregistered. - Advising listed companies on various matters, including disclosure, corporat...
Job Title: Public Company, Securities and Governance Associate Job Responsibilities: The... Public Company, Securities and Governance Associate at... practical, nuanced, and strategic advice based on their expertise in securities laws, corporate governance, executive... compensation, capital markets, mergers and acquisitions,... and related matt...
Title: M&A, Private Equity, Capital Markets & Finance Associate Job... Responsibilities: The M&A, Private Equity, Capital Markets & Finance Associate... transactions in public and private capital markets involving equity and... debt. - Handling joint ventures, private equity, emerging growth and venture capital, v...
critical role in the Capital Markets (CAPM) group by... reference materials related to corporate governance and securities matters. Key responsibilities include: -... Creating, updating, and maintaining corporate governance documents such as charters, by-laws, and corporate governance guidelines. - Developing insider trading,...
Job Title: Associate - Securities & Capital Markets Job Responsibilities: The... be part of the Securities & Capital Markets Group,... working within a multidisciplinary team across various offices including Chicago, New York, Washington, DC, and Miami. Responsibilities include working closely with shareholders,...
Heading Corporate Securities Associate - **Members Only** ... is hiring a Corporate Securities Associate with at least... three to five years of significant transactional experience to join their sophisticated and highly collaborative corporate practice. This position is based in either...
Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...
Job Title: Corporate (Capital Markets) Associate Job Responsibilities: The Corporate... (Capital Markets) Associate at the... on a variety of capital market transactions. These include... Initial Public Offerings (IPOs), secondary offerings, private placements, bond issuances, and securitizations. The role requires significant experience in...
Associate - Corporate - Capital Markets Job Responsibilities The... for its leadership in capital markets, assisting clients in... raising funds through various securities products. Responsibilities include: -... Collaborating with issuers, private equity investors, and investment banks in major global financial...
& Business Transactions - Capital Markets & Public Companies... associate will join the Capital Markets and Public Companies... traded companies on federal securities laws, handling public and... private securities offerings, managing stock exchange... listings and compliance, and addressing general corporate...
is an equal opportunity employer. Employment decisions at Fenwick are based on merit, qualifications, and abilities. It is our policy that each employee and applicant for employment shall be treated fairly and without discrimination on the basis of race, religion,...
Title: Associate General Counsel, Capital Markets Job Responsibilities: 1. **Regulatory Guidance... and Advisory**: - Direct and manage the full lifecycle of adopting new regulatory requirements. - Advise the Board of Governors and senior management on complex and sensitive regulatory initiatives and rule...
experience in either private securities offerings and/or securitization. - Participate... in general bank lending activities, including syndicated lending, asset-backed lending, and/or structured lending. - Work on transactions involving CLO (Collateralized Loan Obligations), ABS (Asset-Backed Securities), and/or CMBS (Commercial Mortgage-Backed... Securities), although speci...
Job Title: Staff Director Securities/Corporate Law Job Responsibilities: - Implement the... highest corporate governance standards and structure. - Responsible for proxy statement and related executive compensation and corporate governance disclosures. - Provide legal support for for finance/treasury initiatives, including capital markets transactions. - Support the......
Counsel (Securities Enforcement) at Law Firm... attorney to join the Securities Enforcement practice group at... in matters related to securities market participants, including broker-dealers... and registered investment advisers - The group is involved in enforcement matters before the SEC, DOJ,...
issues pertaining to federal securities laws. Key responsibilities include:... - Addressing Investment Company Act status issues and providing legal opinions. - Handling broker-dealer and investment adviser status issues. - Offering counsel on broker-dealer and investment adviser registration and compliance. -...
a general corporate and securities background with specific experience... in such funds. Experience with private equity, private credit, and venture capital funds is preferred. Should... have an active Bar license in the state corresponding with the office to which t...
Associate - Corporate - Securities Regulation & Corporate Governance... Lateral Associate in the Securities Regulation & Corporate Governance... on various aspects of securities regulation and corporate governance.... Key responsibilities include: - Providing counsel on compliance with Exchange Act disclosure requirements....
Job Title: Counsel, Securities and Governance Job Responsibilities: The Counsel,... Securities and Governance role is... a unique opportunity to join a high-performing and collaborative team within the legal department of the company. The candidate will work on securities disclosure, transactional matters, and......
American region, including cross-border capital markets, M&A transactions, project... financings, and high-stakes arbitrations and litigations. - Guide clients through complex and precedent-setting business transactions across various industries and practice categories in Latin America. - Provide legal counsel to a diverse range of...
as well as drafting and reviewing sophisticated corporate and financial documents related to securities law, private equity, and... financing transactions. The role involves advising and representing clients in connection with . and international corporate and financial transactions, including securities offerin...
transactions practice group and will be expected to handle corporate and/or finance transactions. - Preference is given to candidates with a background in structured finance and securitization. - Experience with RMBS (Residential Mortgage-Backed Securities), ABS (Asset-Backed Securities), CLO... (Collateralized Loan Obligations), a...
Title: Digital Works Associate Job Responsibilities: The Digital Works Associate will be part of the law firm's esteemed Digital Works Group. The role is designed for a mid-level to senior associate with a focus on digital asset regulation and transactions. Key responsibilities...
Title: Life Sciences Corporate – Mid-Level Associate Job Responsibilities: The position involves joining the Life Sciences team at a law firm, where the associate will engage in corporate transactions for high-growth companies in the life sciences, healthcare, and technology sectors. The job...
Asset Management Group is an equal opportunity employer and values diversity at our firm. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status. Salary...
Title: Transportation & Space (Mid-Senior Level Associate) Job Responsibilities: The Transportation & Space (Mid-Senior Level Associate) position involves a range of responsibilities centered around commercial, transactional, and regulatory tasks within the digital infrastructure sector. The candidate will be expected to engage in...
Capital Markets Partner The candidate... them on compliance with securities laws, managing public and... offerings, and navigating complex capital markets transactions. Serve as... a strategic advisor to clients, often working closely with corporate executives, investment bankers, and regulators. Provide day-to-day...
firm seeks a mid-level Capital Markets Associate for its... Northern Virginia office. This full-time position offers the opportunity to work with diverse clients across various industries in public and private equity offerings, including IPOs and follow-on proxy statements...