Title: Investment Funds, Regulatory Associate Job Responsibilities: - Assist fund sponsors with fundraising and transactions. - Navigate SEC examination and enforcement matters. - Review offering materials and fund governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings. - Respond to...
Job Title: 40 Act Attorney Job Responsibilities: The 40 Act... Attorney at the company... BDCs, and non-listed real estate investment trusts (REITs). The primary responsibilities include: - Drafting, reviewing, and maintaining registration statements and related materials for funds and other securities offerings. - Coo...
Title: Associate General Counsel, Securities and Deputy Corporate Secretary Job... on federal and state securities laws, including the Securities... Act of 1933, the... Securities Exchange Act of 1934,... FD, and the JOBS Act. - Hold primary responsibility for... the legal aspects of...
Title: Vice President, Associate General Counsel Job Responsibilities: - Coordinate and collaborate with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team, and across the larger Fidelity Legal Group. - Work with other business units and control function business...
Midwest firm manages its practice groups efficiently and matter-of-factly. Solid and steady work help solidify this firm as a reliable player in the smaller law firm market. Associates can expect good training, including more hands-on work than in...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
legal industry. We not only have the best **Members Only** positions, but we also have the most. Investment Services Paralegal Duties: Prepare and review filings with the Securities and Exchange Commission through... the EDGAR system for mutual funds, investment advi...
law firm in Chicago, IL is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...