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Attorney, GS 11-14 Duties: The candidate will craft legally supportable policies to address the needs of agency operational components. Routinely provide timely legal opinions to officers and agents, management, and leadership within OPLA, Agency, and DHS's Office of the General...
Today! Summary: FINRA, a leading financial regulatory organization, is seeking a... highly experienced Principal Counsel to join their Enforcement team. The successful candidate will be responsible for conducting rigorous assessments and advocating for fair outcomes in enforcement matters. This full-time position offers...
Title: Assistant General Counsel, Regulatory - Full Time ... H1 Heading: Join FINRA as an Assistant General Counsel in our Regulatory Group H2 Headings:... - Purposeful Work at a Regulator - Render Senior-Level Legal - Assistant General Counsel, Regulatory...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
to work independently and as part of a team Strong attention to detail and ability to manage multiple projects simultaneously Ability to prioritize and meet tight deadlines Willingness to take initiative and be proactive in identifying and...
Assistant General Counsel, Litigation The candidate performs a... in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising... and mentoring other attorneys and para...
FINRA Department: Special Investigations Unit (SIU) Job Type: Full-time Salary: Minimum $149,600 - Maximum $351,200 (depending on location and qualifications) Experience: Significant securities, compliance, or financial regulatory experience Job Summary:... The Senior Director within FINRA’s Special Investigations Unit (SIU)...
Senior Litigation Counsel, Enforcement - Any... Actual compensation is based on various factors, including candidate's skill set, experience, education, and internal peer compensation comparisons. Job Title: Senior Litigation Counsel Experience Requirements:... - Minimum of 10 yea...
Senior Litigation Counsel, Enforcement - Any... Location The Senior Litigation Counsel is responsible for... representing the Financial Industry Regulatory Authority (FINRA) in disciplinary... of 10 years of litigation experience, with demonstrated ability... to administer and try complex securities cases....
the company. Assist with litigation strategy and legal analysis... liability, construction defect, auto, UM/UIM, professional liability, directors and officers, first party property, cyber, and workers' compensation. Support and assist Claims, including adjusters, supervisors and managers concerning litigation and resolution strat...