for Company's Wealth Management's investment advisory business. - Offer legal... regulations, and legal risks related to fiduciary standards of care, trading, best execution, trade allocation, operational issues, principal trading rules, investment allocations, client fee structures,... conflicts of interest, and cash solicitat...
Job Title: Private Investment Fund / Investment Management... and structuring of private investment funds, including private equity,... advice and guidance on investment adviser registration and compliance... matters. - Draft and review fund documentation, offering memoranda, and partnership agreements. - Advise clients on...
Title: Senior Legal Counsel Job Responsibilities: - Support the Associate General Counsel in advising and supporting a wide range of legal matters across global business units with a focus on: - Assisting product teams in the design and implementation of new products...
a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Title Registered Funds Associate Experience... Information 3-6 years of legal experience practicing as a Registered Funds Attorney Department... Asset Management Group (Regist...
Job Title: Registered Funds Associate Job Responsibilities: The Registered... Funds Associate will join... firms, asset managers, and investment funds, with a client... base ranging from small start-ups and boutique operations to some of the world's largest financial institutions. The associate will work...
Title: Legal Counsel Job Responsibilities: - Lead the structuring and negotiation of mergers and acquisitions (M&A), joint ventures, partnerships, and other corporate transactions, including drafting and negotiating term sheets and definitive documents. - Drive the company's global business expansion efforts, including scoping out...
negotiate contracts for a variety of advisory, brokerage, technology, and operational services within Pershing. - Provide general legal support to broker-dealer, registered investment adviser, and technology... affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provide busin...
Job Title: Investment Funds, Registered Funds/BDC Associate Job Responsibilities: - Work... within the Registered Funds practice of the... Investment Funds Group. - Form, structure,... “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), “holding company”... and simil...
a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed.... - Advise on new product development and regulatory risk management decisions. - Keep informed on legislation a...
contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed.... - Advise on new product development and regulatory risk management decisions. - Keep...
2026 Entry-Level Associate - Investment Management Job Responsibilities: The entry-level associate... in the investment management practice will be... responsible for advising both registered and private funds, as... well as institutional investors. Key responsibilities include: - Assisting with fund formation, governance, regulatory compliance, and...
Asset Management Legal. This position is integral to supporting the Columbia Threadneedle Investments, focusing on registered investment companies such as... mutual funds, ETFs, closed-end funds, and Columbia collective investment trusts (CITs). The primary... responsibilities include: - Performing ongoing legal and re...
Title: Counsel - Securities and Corporate/Employment Job Responsibilities: - Collaborate with the Chief Legal Officer (CLO) and finance group to prepare SEC-related documents, including 10-Ks, 10-Qs, 8-Ks, Proxy Statements, and Section 16 Reports. - Assist in planning and executing the Annual Meeting of...
the company's real estate investment funds. - Ensure adherence... to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations. - Modify and enhance compliance program policies and procedures as...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The Chief Privacy Officer (CPO) and Senior Vice President, Associate General Counsel at the company is a pivotal leadership role within the legal department, tasked with managing a team of privacy attorneys...
providing comprehensive legal coverage and oversight for the company's affiliated . investment adviser. This leadership role... requires sound judgment and a deep sense of organizational stewardship. The position involves building a business from the ground up and designing and imp...
the company's real estate investment funds to ensure adherence... to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and...
TITLE Legal, Structured Finance Attorney, Vice President JOB RESPONSIBILITIES - Provide legal counsel and advice supporting the firm's Structured Finance and Mortgage businesses. - Advise business teams on structured finance transactions, including commercial mortgage and mezzanine loan transactions, commercial mortgage...
Title Lead Counsel, Data Center Development Job Responsibilities - Assist the company's Infrastructure Data Centers Strategy (IDCS) Team in the development and expansion of data center campuses in the . This includes managing the purchase of real property, negotiating economic...
Title: Senior Director, Senior Managing Counsel Job Responsibilities: The Senior Director, Senior Managing Counsel at Company plays a pivotal role in the Legal department, reporting directly to the Head of Legal for Company Pershing/Company Wealth Services. The primary responsibilities include: - Acting as...
operations of the Wealth Management Division at the company. The role involves advising on a wide range of legal and compliance issues pertaining to the company's wealth management services, including Registered Investment Adviser (RIA), Broker-Dealer,... and Trust offerings. Key re...
Title: Asset Management Associate (Registered Funds) Job Responsibilities: The Asset Management... sophisticated financing transactions. Key responsibilities include: - Working on finance transactions involving acquisitions, buyouts, restructurings, special situations, and other corporate finance transactions. - Representing lenders, such as investment and commercial banks, business... developme...
to the Corporate & Investment Banking Group (CIB), including... the New York branch and an SEC-registered broker dealer. - Counsel on legal and regulatory issues, conduct legal research, and review documentation for financial transactions. - Present updates to senior management and manage...
oversight of a new program that connects various aspects of the wealth advisory ecosystem to provide optimal solutions for high-net-worth investors. The program aims to match these investors with leading investment advisory solutions, including third-party... independent registered advisory (RIA) fir...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Client Advisor II Apply locations New York time type Full time posted on Posted 30+ Days Ago job requisition id 23020528 Job Description: At Bank of America, we are guided...
firm, specifically focusing on derivatives. The responsibilities include: - Representing commercial and investment banks in a wide... array of derivatives transactions. - Working with hedge funds, private equity funds, and registered investment companies. - Drafting documents... for... complex and highly structured, bespoke transacti...
Title: Capital Markets Associate Job Responsibilities: The Capital Markets Associate will be part of a sophisticated, Chambers-rated practice at the law firm, working on a variety private equity funds, and registered investment companies. Key responsibilities... private equity funds, and registered investment companies....
experience by working on real assignments, participating in practice group meetings, and receiving feedback from lawyers at the law firm. The role involves representing various debt and lease financing sources, which include banks, business development companies, leasing companies, insurance co......
City is seeking a Registered Funds Associate Attorney with... on matters pertaining to registered investment companies, including mutual... closed-end funds, interval funds, tender offer funds, and business development companies, as well as their... advisers and directors. This role involves collaborating...