Securities Act of 1934 (Registered Investment Advisors), the Securities... Act of 1940 (Registered Investment Companies) and related... disclosures, filings and compliance obligations. Candidates should be self-starters with the ability to work with others to develop and maintain a book of...
law firm located in Cleveland, OH seeks a seasoned compliance leader or senior-level legal advisor to support its Investment Management division. This strategic... position involves guiding sophisticated financial services clients-primarily registered investment advisers and broker-dealers-through... the... evolving landscape of regu...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate (Investment Management) Associate Candidate will... have 4+ years of experience working on matters related to the investment management field, such as... registered funds, ETFs, hedge funds,... and investment advisors. Additional experience with... broker-dealers is a plus. A superior academic record, strong work ethic and excellent writing skills are required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management/Corporate Transactions & Securities... Associate The candidate should have 3-6 years of experience to join its national Investment Management practice. Should preferably... have 3+ years of experience working on matters in the investment management space involving securities,... investment advisers, hedge funds, broker... dealer regulatory work, and/or registered funds or ETFs.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel The candidate will provide part-time legal support, advice and guidance to the company with respect to any and all legal matters arising in the course of business. Will act as a liaison with the Chief Compliance Office to regulatory agencies on company related issues. Draft, negotiate and review contracts for all related Broker Dealer and Registered Investment Adviser activities. Develop,... initiate, maintain, and revise policies and procedures in accordance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Counsel II - Investment Advisers and Investment Companies... Duties: Will report to Chief Counsel, Broker-Dealer. Will be responsible for all legal and regulatory matters arising from the investment management and mutual fund... businesses of company's registered investment advisers throughout the... United... States, including company's capital advisers and company's investments. Will be expected to handle all matters arising out of the assigned businesses and to supervise and ma... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel - Private Equity (Real Estate and Private Equity) The candidate will structure and negotiate private equity and real estate investment opportunities (including commingled funds,... co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and... charitable foundations. Will negotiate distribution agreements, engagement letters, side letters and confidentiali... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's... fiduciary... policy, and other relevant Group policies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Cleveland Available: Immediately Posted: 8/23/13 share » « Back to Search Results Description: Company Description Target Market Media Publications, Inc. specializes in publishing locally focused, business to business, industry specific magazines such as read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Principal IP Legal Counsel The candidate will provide intellectual property legal support to the Surgical Innovations and Coronary Renal Denervation operating units (OUs). Will manage the creation, communication, and effective execution of the IP strategy and support the OU on all aspects of IP support. Develop and implement a global patent portfolio strategy; oversee the preparation and prosecution of patent applications and patent maintenance decisions in support of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Duties: Administration of all aspects of accurate record keeping with respect to legal entity records, including maintaining the company’s records through an online database. Draft and file with the appropriate authorities all charter documents with respect to the ‘life cycle’ of a corporation, limited liability company, partnership, etc. (such as incorporations and formations, foreign qualifications, dissolutions and mergers). Create and maintain corporate... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
LMI provides in-depth training that prepares experienced healthcare professionals to review medical records, analyze the content, and prepare specialized reports for law firms and insurance companies in defense of an... active or pending legal claim. The Medical Analyst contributes to the successful completion of product(s) designed to meet client needs and expectations. The Medical Analyst draws on medical knowledge/expertise to review imaged medical and other plaintiff specifi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here