candidate will be responsible for a variety of duties, including but not limited to: - Ensuring public company reporting compliance and governance. - Handling day-to-day issues that arise for public companies, such as SEC compliance, disclosure matters, governance, and Nasdaq/NYSE compliance. - Repres...
compliance with SEC regulations, Nasdaq listing requirements, and other... applicable laws. - Oversee board and committee matters, including preparation of materials, meeting minutes, and follow-up actions. - Assist with managing corporate secretary functions and maintaining corporate records. - Develop and...
continues to expand and is seeking a highly motivated Corporate Counsel, Associate Director to join our growing Legal and Compliance team. This is an exciting opportunity for an experienced corporate and transactional lawyer to support general corporate, transactional, public company...
10-Q, 8-K), proxy statements, and investor communications. - Support capital markets activity including equity and debt offerings, credit facilities, and strategic financing transactions. - Oversee compliance with Nasdaq listing standards and maintain... disclosure controls and procedures. - Advise on insider...
under federal securities laws, NASDAQ rules and regulations, Sarbanes-Oxley... and regulations. - Support the timely satisfaction of SEC and NASDAQ compliance and reporting obligations,... including the preparation and filing of registration statements, 10-Ks, 10-Qs, 8-Ks, proxy statements, and Section 16 reports...
Overview: A premier law firm is seeking a Corporate Associate with 4–6 years of experience in public company representation and capital markets transactions. This position focuses on advising public companies on regulatory compliance, disclosure obligations, and corporate governance, as well...