10-Q, 8-K, Proxy Statements, and Section 16 filings (Forms 3, 4, 5). - Ensure compliance with the Securities Exchange Act of 1934 and applicable NASDAQ listing regulations. - Assist in... the preparation and review of earnings releases, investor presentations, and related disclosures....
Corporate Counsel, Corporate & Securities - Exelixis Exelixis is seeking a Senior Corporate Counsel, Corporate & Securities to join our Legal Department’s corporate team. We are a biotech company with over 25 years of experience in the challenging biotech...
addressing day-to-day issues for public companies such as SEC compliance and disclosure matters. - Ensure adherence to Nasdaq/NYSE compliance regulations. - Represent either... issuers or investment banks in capital markets transactions, including IPOs, equity/debt offerings, private investment in public entities (PIPEs), an...
public company and capital market matters. Key responsibilities include: - Ensuring public company reporting compliance and governance - Addressing day-to-day issues for public companies, including SEC compliance, disclosure matters, governance, and Nasdaq/NYSE compliance - Representing issuers... or investment banks...
compliance and governance. This includes dealing with day-to-day issues that arise for public companies such as SEC compliance, disclosure matters, governance, and Nasdaq/NYSE compliance. - The candidate will... represent either issuers or investment banks in capital markets transactions, which include IP...
Title: Senior Director, Legal Counsel Job Responsibilities: - The Senior Director, Legal Counsel is expected to possess a critical understanding of complex contracts and have strong knowledge of key provisions of such agreements. These provisions include indemnities, limitations of liability, intellectual property,...
Title: Senior Director, Legal Counsel Job Responsibilities: - Understand and manage complex contracts, focusing on key provisions such as indemnities, limitations of liability, intellectual property, warranties and covenants, regulatory issues, termination, and other critical contract negotiation topics. - Handle agreements including indentures, lease...
Title: Associate General Counsel - Securities Job Responsibilities: - Advise management on compliance with securities laws and regulations, including reporting and disclosure requirements and other SEC rules. - Assist with the preparation of SEC registration statements such as Forms 8-K,...
16 documents; handle annual meeting documentation. - Stay updated on SEC, NASDAQ, and corporate governance rule... changes. - Assist in preparing public company disclosures like earnings releases and investor relations content; advise on Regulation FD practices. - Guide compliance in securities law ma...
handle annual meeting documentation. - Stay updated on SEC, NASDAQ, and corporate governance rule... changes. - Assist in preparing public company disclosures like earnings releases and investor relations content; advise on Regulation FD practices. - Guide compliance in securities l...
markets, located in San Francisco, CA. The ideal candidate will have expertise in public company reporting compliance, governance, and handling day-to-day issues such as SEC compliance and Nasdaq/NYSE public company reporting... compliance and SEC compliance and disclosure matters....