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Salary Range: $109, - $163, ------------------------------------------------------ Job Title: AVP, Senior Compliance Surveillance Analyst – NAM Market Surveillance (Hybrid) ------------------------------------------------------ Department: Independent Compliance Risk Management (ICRM)’s Trade Surveillance team ------------------------------------------------------ Experience: 2-5 yea...
underwriters in capital markets transactions, including initial public offerings, follow-on public offerings, registered direct offerings, ATM offerings, PIPE transactions and/or SPAC offerings. The candidate should have experience listing securities on NASDAQ/NYSE and/or OTCQB/QX; working with... the SEC, FINRA and NASDAQ...
Title: Senior Manager, Corporate Secretary's Office A little bit about our team: The Corporate Secretary's Office is responsible for managing the corporate secretary activities of Warner Music Group and its affiliates and maintains their official records. Your role: This role will provide corporate secretarial...
with substantial exposure to M&A transactions for both public and private companies, startups, public and private offerings, SEC, FINRA and NASDAQ filings, and the broad... range of legal issues faced by middle market companies in the course of their businesses....
work pursuant to the 1933 and 1934 Acts, with substantial exposure to public and private offerings (including IPOs and Regulation D offerings) and SEC, FINRA, and NASDAQ filings (including 10-K, 10-Q,... 8-K, and proxy statements). Experience with broker-dealer regulations a...
Firm is seeking an Experienced Corporate Paralegal to join its team. The ideal candidate must have knowledge of SEC rules and using the EDGAR system, as well as experience with proxy statements for both domestic and foreign private issuers and...
is looking for a Counsel, SEC and ESG Reporting to join their team in Basking Ridge, NJ or New York City, NY. In this role, you will be responsible for preparing and reviewing ESG-related disclosures for Verizon's SEC filings, managing...
Counsel – M&A, Securities and Corporate Governance Job Title: - Corporate Counsel – M&A, Securities and Corporate Governance H1 Heading: - Join Our Team at DraftKings: Corporate Counsel – M&A, Securities and Corporate Governance H2 Heading: -...
Role and Experience Requirements - Corporate Paralegal position based in New York City - 3+ years of experience in paralegal work focusing on public company governance, subsidiary/entity management, mergers and acquisitions, and securities law compliance matters - Bachelor's degree preferred,...