Title: Vice President, Legal - General Counsel Job Responsibilities: The General Counsel at the company is entrusted with the comprehensive management and coordination of all legal matters pertaining to the organization. The position involves offering expert advice and counsel to...
under federal securities laws, NASDAQ rules and regulations, Sarbanes-Oxley... and regulations. - Support the timely satisfaction of SEC and NASDAQ compliance and reporting obligations,... including the preparation and filing of registration statements, 10-Ks, 10-Qs, 8-Ks, proxy statements, and Section 16 reports...
H1: VP Assistant General Counsel - Institution Services at **Members Only** H2: Join Our Team and Make a Difference! Job Title: Vice President, Assistant General Counsel Company: **Members Only** Department: Institution Services Legal Team Location: Fort Mill,...
Title: Public Company Senior Paralegal & North America Co-Regional Governance Manager (Remote) Job Responsibilities: 1. North America Co-Regional Governance Manager - Oversee governance for approximately 50 of the 80 North America subsidiaries, including those in the US, Canada, and two Caribbean entities,...
Title: Vice President, Legal - General Counsel Job Responsibilities: The General Counsel is tasked with the oversight and coordination of all legal matters within the Company. This role involves providing legal advice and counsel to senior management, the Board of Directors, and...
Exchange Commission, FINRA, NYSE, Nasdaq, and the OTC Markets... Group. Must have 5-12 years of experience with strong experience in securities matters. Must be licensed in the home jurisdiction or be eligible for admission without examination. Application Deadline: December...
Title: Assistant General Counsel - Secretary & Securities Governance Job Responsibilities: The Assistant General Counsel - Secretary & Securities Governance at the company is a pivotal leadership role responsible for managing corporate governance, securities compliance, and regulatory matters. The primary duties include...
Title: Assistant General Counsel - Secretary & Securities Governance Job Responsibilities: The Assistant General Counsel - Secretary & Securities Governance is a pivotal leadership role tasked with managing corporate governance, securities compliance, and regulatory matters for the company. The responsibilities include: -...
role is expected to handle a range of responsibilities including: - Managing public company reporting compliance and governance. - Addressing day-to-day issues for public companies such as SEC compliance, disclosure matters, governance, and Nasdaq/NYSE compliance. - Representing issuers or... investment banks in capit...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams through all stages of developing new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and drafting related...
Title: Assistant General Counsel (Employment) Job Responsibilities: The Assistant General Counsel (Employment) is tasked with managing and overseeing employment-related legal matters and litigation. The role includes: - Handling pending and threatened employment litigation, disputes, and EEOC charges. - Advising on employment legal matters and...
OverviewA prestigious law firm is seeking a mid-level corporate associate to join its offices in Washington, . This role involves working in public company reporting and compliance, corporate governance, and capital markets. The associate will work closely with public companies,...