10-Q, 8-K, Proxy Statements, and Section 16 filings (Forms 3, 4, 5). - Ensure compliance with the Securities Exchange Act of 1934 and applicable NASDAQ listing regulations. - Assist in... the preparation and review of earnings releases, investor presentations, and related disclosures....
addressing day-to-day issues for public companies such as SEC compliance and disclosure matters. - Ensure adherence to Nasdaq/NYSE compliance regulations. - Represent either... issuers or investment banks in capital markets transactions, including IPOs, equity/debt offerings, private investment in public entities (PIPEs), an...
public company and capital market matters. Key responsibilities include: - Ensuring public company reporting compliance and governance - Addressing day-to-day issues for public companies, including SEC compliance, disclosure matters, governance, and Nasdaq/NYSE compliance - Representing issuers... or investment banks...
compliance and governance. This includes dealing with day-to-day issues that arise for public companies such as SEC compliance, disclosure matters, governance, and Nasdaq/NYSE compliance. - The candidate will... represent either issuers or investment banks in capital markets transactions, which include IP...
Title: Senior Director, Legal Counsel Job Responsibilities: - The Senior Director, Legal Counsel is expected to possess a critical understanding of complex contracts and have strong knowledge of key provisions of such agreements. These provisions include indemnities, limitations of liability, intellectual property,...
Title: Senior Director, Legal Counsel Job Responsibilities: - Understand and manage complex contracts, focusing on key provisions such as indemnities, limitations of liability, intellectual property, warranties and covenants, regulatory issues, termination, and other critical contract negotiation topics. - Handle agreements including indentures, lease...
16 documents; handle annual meeting documentation. - Stay updated on SEC, NASDAQ, and corporate governance rule... changes. - Assist in preparing public company disclosures like earnings releases and investor relations content; advise on Regulation FD practices. - Guide compliance in securities law ma...
handle annual meeting documentation. - Stay updated on SEC, NASDAQ, and corporate governance rule... changes. - Assist in preparing public company disclosures like earnings releases and investor relations content; advise on Regulation FD practices. - Guide compliance in securities l...
and advice related to public company reporting compliance and governance. Key responsibilities include: - Ensuring compliance with SEC regulations and disclosure requirements. - Advising on governance issues and Nasdaq/NYSE compliance. - Handling day-to-day... legal matters for public companies. - Representin...
Title: Corporate Associate - Public Companies and Capital Markets Job Responsibilities: The role of a Corporate Associate in the Public Companies and Capital Markets sector involves a range of responsibilities that are crucial for the smooth operation and legal compliance of public...
and securities compliance and governance requirements, and support the necessary controls, processes, and procedures. - Provide counseling, training, and general legal advice to the company on securities laws and requirements, including periodic reporting requirements, Nasdaq listing standards, beneficial ownership... reporting requiremen...
markets, located in San Francisco, CA. The ideal candidate will have expertise in public company reporting compliance, governance, and handling day-to-day issues such as SEC compliance and Nasdaq/NYSE public company reporting... compliance and SEC compliance and disclosure matters....