Title: Assistant Attorney General – Medicaid Fraud and Patient Abuse Unit Job Responsibilities: The Assistant Attorney General (AAG) in the Medicaid Fraud and Patient Abuse Unit will primarily engage in civil litigation and criminal matters. The AAG will work collaboratively with...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Officer III- Business Line The candidate will be responsible for providing effective supervision to the firm broker-dealer and registered investment adviser. Will executes all duties and responsibilities outlined in the firm Supervisory Procedures Manual. Provide coverage to a dedicated firm business Region to help ensure familiarity, consistency, ownership and follow-through of all supervisory issues relating to the Region and oversees approval of new accounts, i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
VP, Senior Legal Counsel Duties: Serves as primary legal contact for designated clients. Manages the legal operations for mutual fund clients. Resolves client... legal and regulatory issues with government entities. Organizes the corporate governance processes related to board and committee meetings. Prepares agenda, exhibits, minutes, reports, and resolutions for board and committee meetings. Reviews work products produced by the legal administration staff for accuracy, comple... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
VP, Senior Legal Counsel The candidate will serve as primary legal contact for investment company clients, draft board related materials, attend and conduct board meetings, draft regulatory filings, review work product or more junior attorneys, paralegal and administrative staff, supervise special client projects and assist with handling client-related matters. Will manages the legal operations for mutual fund clients. Resolves client... legal and regulatory issues with governm... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Analyst II The candidate will be responsible for ensuring fund management activities comply with all legal and regulatory requirements, operating policies, internal limitations, and fund/client investment limitations for more complex clients. Reviews and validates SEC compliance calendar for all NLCS clients ensuring all required filings are done in a timely manner; researches any issues and ensures timely and appropriate corrective action is taken. Sample reviews... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer The candidate will be responsible for ensuring that the services with legal and regulatory requirements, operating policies of the firm and industry best practices. Reviews and drafts firm operating policies, procedures and guidelines. Ensures employee adherence to operating policies, procedures and guidelines. Ensures firm compliance with applicable federal securities laws. Assists in reviewing, drafting and updating compliance manuals on behal... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Attorney The candidate should have 1-5 years of experience in corporate finance and/or securities matters, including representation of financial institutions and borrowers in a wide variety of debt financing transactions, representation of issuers in private and public securities offerings, and representation of public companies in SEC compliance matters. Experience with public finance, private equity funds, hedge funds and other... related specialties will be conside... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will join the legal group of a growing mutual fund and exchange-traded fund... services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange lis... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Business Supervisor The candidate will be responsible for providing effective supervision to the BWIS broker-dealer and registered investment adviser. In partnership with BWIS' Regional Sales Managers, execute all duties and responsibilities outlined in the BWIS Supervisory Procedures Manual. Oversee approval of new accounts, including ensuring appropriate KYC and AML obligations are properly satisfied, and ensuring ongoing review of suitability of customer account... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Candidate will be responsible for legal administration for approximately 10-15 mutual fund clients. Draft agendas... and resolutions for board meetings and prepare board meeting materials. Attend board meetings and draft minutes. Update registration statements and prepare filings with the SEC. Review annual and semi-annual reports. Assist general counsel and staff attorney; maintain legal files and contracts. Board meeting preparation; draft board meeting minutes. Mai... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will join the legal group of a growing mutual fund and exchange-traded fund... services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange lis... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here