Associate, Blockchain Investigator Duties: The candidate will be accountable for using investigative and analytical techniques to formulate an understanding of blockchain transactions and using the results to support clients as they navigate retrospective and proactive digital asset investigations. Queries large...
high-powered, long-established firm offers great opportunities for top-notch candidates seeking rapid growth and high volume in intellectual property and dozens of other challenging practices. We really have a lot of good things to say about this firm because the firm...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Analyst, Risk Monitoring - Any FINRA Location The Organization: FINRA is a not-for-profit organization authorized by Congress to protect investors and ensure market integrity. They oversee the securities industry, including stockbrokers, brokerage firms, and securities exchanges. FINRA is...
performing all duties associated with new business intake risk management, including overseeing the critical risk management function related to the onboarding of new clients and new matters to the firm, including vetting potential conflicts, financial, reputational, and anti-money laundering iss...
Associate, Blockchain Investigator Duties: The candidate will be accountable for using investigative and analytical techniques to formulate an understanding of blockchain transactions and using the results to support clients as they navigate retrospective and proactive digital asset investigations. Queries large...
organizations. Lead clients through key compliance initiatives, such as anti-money laundering (AML), sanctions, and Know... Your Customer (KYC) programs, while identifying opportunities for improving efficiency and reducing risk. Leverage innovative technologies, including data analytics and AI, to design smarter compli...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Friendly Job Title: Associate Principal Risk Monitoring Analyst - Any FINRA Location H1: Join FINRA as an Associate Principal Risk Monitoring Analyst H2: Conduct Risk Monitoring for FINRA Members and Advance Your Career! Organization: FINRA Department:...
of Operations, Procedures and Standards - Full Time Reporting to the Vice President of Member Supervision Operations, Procedures and Standards, the Director will provide strategic leadership and establish procedures and standards for the program. They will also work closely...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and managing interactions...
Title: Director, MS Operations, Procedures and Standards Organization: FINRA (Financial Industry Regulatory Authority) Experience Required: Significant experience in securities, compliance or financial regulatory roles, preferably with experience in FINRA's Exam and/or Risk Monitoring program. Education Required: Bachelor's degree in a...
Client Relationship Specialist position is a full-time, permanent role in the Business Services department at the law firm **MEMBERS ONLY**SIGN UP NOW***.worldwide. The role is based in either Los Angeles or San Francisco, and the annual base compensation range is $60,000 to $75,000....
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations FINRA is currently seeking a highly experienced Principal Analyst for their Risk Monitoring team. In this role, you will be responsible for conducting risk monitoring activities and ongoing risk...
Crime Consulting Manager The candidate will drive end-to-end delivery of advisory projects focused on financial crime risk management, including anti-money laundering (AML), counter-terrorist financing (CTF),... sanctions compliance, anti-bribery and corruption (ABC), and fraud prevention across financial institutions and FinTechs. Develop...
OVERVIEW **MEMBERS ONLY**SIGN UP NOW***., America's Premier Private and Business Bank®, is a subsidiary of Royal Bank of Canada®. RBC's presence in the United States includes RBC Wealth Management®, RBC Capital Markets® and RBC Bank®. **MEMBERS ONLY**SIGN UP NOW***., which is backed by $75 billion in...
is a technology company that provides key support for all of **MEMBERS ONLY**SIGN UP NOW***.'s global markets. They are currently seeking a highly experienced AML Compliance Counsel to join their Global Legal Compliance team. The ideal candidate will have a data-driven mindset and...