of Broker Compliance Job Title: Head of Broker Compliance Job Responsibilities: As the Head of Broker Compliance at the company, you will be responsible for ensuring that the operations adhere to the highest standards of regulatory and governance requirements. Key responsibilities include: Broker Compliance Program...
organizations. Lead clients through key compliance initiatives, such as anti-money laundering (AML), sanctions, and Know... Your Customer (KYC) programs, while identifying opportunities for improving efficiency and reducing risk. Leverage innovative technologies, including data analytics and AI, to design smarter compli...
We are currently seeking a Senior Privacy and Product Counsel to join our dynamic and collegial team at **Members Only**, the largest non-core digital banking provider. Our company offers an extensive portfolio of industry-leading products and services with an extensible...
Crime Consulting Manager The candidate will drive end-to-end delivery of advisory projects focused on financial crime risk management, including anti-money laundering (AML), counter-terrorist financing (CTF),... sanctions compliance, anti-bribery and corruption (ABC), and fraud prevention across financial institutions and FinTechs. Develop...
ensure compliance with anti-money laundering (AML) regulations. - Assess AML... risks associated with new clients and matters, providing advice on AML, sanctions, and reputational risks to safeguard the firm’s interests. - Monitor updates on financial sanctions and conduct sanctions screening, analyzing search...
Title: Trust Administration Advisor Job Responsibilities: - Administer and provide fiduciary advice and oversight for various Wealth trust accounts, including personal trusts, special needs trusts, investment management, custodial, and guardianship accounts. - Manage a portfolio of accounts with varying complexity and asset size. -...
Title: Associate General Counsel, Sanctions Compliance Job Responsibilities: - Provide legal and strategic advice to internal clients on compliance with . and international sanctions regimes and other related legal and regulatory requirements. - Collaborate cross-functionally with teams across the company to assess and...
Title: AML Project Delivery Specialist Job Responsibilities: As an AML Project Delivery Specialist, you will have the opportunity to work with the AML and sanctions team to support client service delivery. Your responsibilities will include: - Managing a small team of investigators. -...
AML and sanctions team to support client service delivery. Key responsibilities include: - Performing case investigations and assessing potential AML (Anti-Money Laundering) and sanctions risks during... these investigations. - Making recommended decisions regarding case dispositions. - Utilizing feedback and input to improve c...
focusing on client service delivery related to Anti-Money Laundering (AML) and sanctions. The... primary responsibilities include: - Managing a small team of investigators to ensure effective case investigations. - Performing case investigations and quality control (QC) of case investigations, requests for in...
head of the Global Financial Crimes Group (FCG) in managing and mitigating Financial Crime Risks. These include anti-corruption, sanctions, antiboycott, antitrust, and anti-money laundering (AML) programs. The responsibilities... encompass: - Offering guidance to the business, Local and Regional Compliance, and Lega...
Title: Sanctions Director Job Responsibilities: The Sanctions Director is tasked with the responsibility of monitoring, reviewing, and communicating pending and established regulations, agency guidelines, or directives to the relevant business sectors. This role is crucial in setting priorities for regulatory issues that...
Title: AML Project Delivery Senior Analyst Job Responsibilities: In the role of AML Project Delivery Senior Analyst, individuals will work alongside the AML and sanctions team to support client service delivery. The responsibilities entail performing case investigations, assessing potential AML and sanctions...