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a Mid to Senior-Level Litigation Associate Attorney with 4-6... corporate governance and/or securities litigation. The ideal candidate will... possess expertise in derivative litigation, shareholder disputes, breach of... claims, and other corporate litigation issues, as well as... Background or knowledge in regulatory or criminal enforcement organiza......
Senior Litigation Counsel, Enforcement - Any... Location The Senior Litigation Counsel is responsible for... representing the Financial Industry Regulatory Authority (FINRA) in disciplinary... of 10 years of litigation experience, with demonstrated ability... to administer and try complex securities cases....
Director, Enforcement The candidate will manage... a team of 5-8 Enforcement attorneys developing and resolving... Enforcement cases through all stages,... from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that...
Director, Enforcement The candidate will manage... a team of 5-8 Enforcement attorneys developing and resolving... Enforcement cases through all stages,... from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that...
Senior Litigation Counsel, Enforcement - Any... Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA Experience: Minimum of 10 years of litigation experience Education: Law degree and... admission to the bar Organization: FINRA Department: Office...
seeking an Investment Funds Regulatory Associate to join its... Chicago, Washington, ., or New York office. of relevant asset management regulatory experience to join its... Investment Funds Regulatory Practice. The successful candidate... will provide legal, regulatory, and compliance advice to......
Director, Enforcement The candidate will manage... a team of 5-8 Enforcement attorneys developing and resolving... Enforcement cases through all stages,... from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that...
Associate – Investment Funds Regulatory – Law Firm ... of relevant asset management regulatory experience - Must have... is a plus - Will provide legal, regulatory, and compliance advice to... investment advisers, family offices, and financial institutions worldwide - Exp...
their Securities Lit & Enforcement team. This position will... ideal candidate will have experience handling SEC Enforcement and other government investigations,... internal investigations and other white collar and regulatory enforcement as well as... related... or parallel securities litigation matters....
Smith LLP, a top global law firm, is currently looking for a junior-to-mid-level associate to join their Global Regulatory Enforcement Group in New... York. The ideal candidate will have experience in civil and criminal litigation, government investigations, and SEC... enfor...