Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with clients, service...
Job Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or... assist in mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Conduct a broad scope of work during client reviews of varying...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
and Project Specialist The candidate will be responsible for performing a variety of functions in support of the Bank’s Chief Compliance Officer. Will assist the Chief Compliance Officer in providing legal support to various business lines and operations within firm. Coordinate and manage legal review of third party and vendor contracts, NDAs and confidentiality agreements. Coordinate and manage external lawyers/law firms and process legal bills. Perform legal re... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Management Analyst, GS-0501-07/11 Duties: Performing... or advising on work in any phases or systems of budget administration. Formulating budget and estimates to support plans, programs and activities. Reviewing and evaluating budget requests. Controlling and reporting of obligations and expenditures. Developing, determining or interpreting of budgetary policies and practices. Analyzing and recommending costs and benefits of alternative methods of financial managemen... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior. Leader - IT Finance Duties: Will direct the planning and execution of the IT asset management and allocation, budgeting, financial... analysis and other major financially oriented projects. Responsibilities will include overall vendor management, negotiating IS-related contracts and... acquisitions, overseeing financial analysis, and evaluation of IT plans and operations ensuring support of IT objectives and fiscal goals of the division. Responsible for directing the annua... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director of Financial Services Duties: Responsible for the overall management of the Retail Investment and Special Financial Services... area of the bank and acquiring new brokerage and special financial services clients. Implements programs to design customized financial plans to help clients meet their lifetime, retirement, business, estate, tax, investment, insurance, and personal planning... objectives and implements such plans utilizing the bank’s brokerage and related fi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Loan Specialist II The candidate will manages a loan pipeline from origination through to closing and funding in accordance with Bank policies and procedures. Will provides documentation and Bank policy and procedure guidance to all lending areas. Conducts searches and performs necessary due diligence. Ensures all applicable loan documentation is uploaded to image repository system. Handles loans that are complex in nature ensuring all documentation are in compliance. Res... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist I Duties: Manages and administers a portfolio of loans from origination through closing in accordance with Bank policies, procedures, and regulatory requirements. May manage a loan pipeline from origination through closing in accordance with Bank policies and procedures. Provides documentation and Bank policy and procedure guidance to all lending areas. Conducts searches and performs necessary due diligence. Responsible for any documentation exceptions, ensur... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist II The candidate will manage a loan pipeline from origination through to closing and funding in accordance with Bank policies and procedures. Will provide documentation and Bank policy and procedure guidance to all lending areas. Conducts searches and performs necessary due diligence. Ensures all applicable loan documentation is uploaded to image repository system. Handles loans that are complex in nature ensuring all documentation are in compliance. Resolves... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel **Job Description** The Associate Counsel will provide legal solutions and support for a wide variety of business partners of the company and bank. This position will be responsible for managing, drafting, and negotiating contracts, offering counsel on a variety of legal questions, supporting the handling of litigation, preparing and filing corporate formation documents, and researching unique legal issues impacting the organization. **Essentia... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Trust Team Manager - Philanthropic The candidate manages a Trust Team within an office or center environment. Will be accountable for the performance of the associated Trust Team including growth, profit management and risk management. Assigns... accounts and ensures relationships are managed according to fiduciary policies and procedures to ensure satisfactory audits and service standards are met. Provides fiduciary oversight and answers difficult or complex questions r... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Wealth Management TC Senior Fiduciary Relationship... Specialist The candidate will be responsible for managing, retaining and growing an assigned book of the most complex accounts in the affluent segment utilizing the products, processes and tools available. Proactively engages the client in wealth planning conversations in collaboration with business partners. Provides analysis of client s total financial situation and offers creative thinking to arrive at workable solutions... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here