filings required under the Investment Company Act, Investment Advisers... Act, Securities Act of 1933,... and Securities and Exchange Act of 1934. - Prepare drafts... of regulatory documents for various mutual funds, exchange-traded funds, and closed-end funds for filing with the ....
Investment Funds Associate Job Title: Investment... Funds Associate Job Responsibilities: - Work... with their fund investments. - Draft and review documents in connection with secondary transactions. - Advise clients on compliance with . and . securities laws, including the Securities Act, the Investment Company Act...
be responsible for advising investment funds throughout their lifecycle,... as well as advising investors in these funds. This includes providing legal guidance and strategies in the areas of private equity, private credit, and venture capital funds. The candidate will work...
projects for multi-state alternative investment clients, including hedge funds,... part of a multi-disciplinary team to provide subject matter expertise and alternative investment industry knowledge and experience. -... Review tax calculations and information presented on state income tax returns. - Build and m...
Counsel - Benefits at Company is responsible for providing... strategic support regarding the company's . employee benefit plans... and programs. Key responsibilities include: - Advising the Benefits and other internal teams on the design, administration, and compliance of the company’s ....
Assistant General Counsel Job Responsibilities: - Act as a trusted advisor... on Private Bank client-facing products, focusing on PE/VC partner financing, commercial lending, asset-backed lending, and deposit-based and family office-oriented customer products and services. - Collaborate closely with management, functional partners, operations, and...
the entirety of the company's Wealth Management business. - Advise... other stakeholders on a wide range of legal and compliance issues concerning all aspects within the company's full-service wealth management business,... which includes RIA, Broker Dealer, and Trust offerings and services....
and counsel to the company's Digital Asset Management team,... specifically focusing on cryptocurrency and blockchain products and services. - Advise the Digital Asset Management team on the development and ongoing operations of asset management products and services involving digital assets and...
with 3-5 years of investment management and corporate transactional... role involves working on investment management and private funds,... regulatory matters and fund formation. Experience with family offices, institutional investors, and strategic joint ventures is sophisticated investment management and fund-r...