contracts related to the company's ETF and mutual fund... distribution business. - Research and provide legal advice to the company’s business concerning FINRA regulatory and broker-dealer compliance issues. - Manage communication and interaction with clients, service providers, and others regarding...
contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. -... Advise on new product development and regulatory risk management decisions. - Keep...
contracts for a variety of advisory, brokerage, technology, and operational services. - Provide general legal support to the broker-dealer, registered investment adviser, and technology affiliates... as needed. - Advise on new product development and regulatory risk management decisions. - Provide business leaders an...
more senior counsel on investment management matters for various... Mutual Funds, ETFs, Collective Funds, Private Funds, Separately Managed Accounts, Institutional Separate Accounts, and Local Government Investment Pools. This includes support... with investment management agreements, Form ADV... disclosures, and portfolio transa...
Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Perform a broad scope of work during reviews of clients...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Participate... in mock regulatory examinations and compliance program reviews. - Assist with policy and procedure reviews, drafting reports, and creating manuals to ensure compliance with regulatory requirements. - Provide compliance assistance and advice to...
a leading global infrastructure company as a junior/mid-level project... finance associate and make a meaningful impact on communities across the United States. Position Details: - Full-time position, based in Pittsburgh, PA, Washington DC, or possibly New York, NY....
with the bank's established risk appetite. - Deliver a Branded Client Experience by leading the client team to provide meaningful interactions. - Develop a deep understanding of clients’ needs, preferences, and overall wealth strategy. - Act as a trusted advisor,... providing integrated recommendati...
Title: Tax Manager, Specialized Tax Services Partnerships Job Responsibilities: 1. Tax Specialization: - Maintain and develop a deep understanding of technical and practical issues related to partnership taxation. - Participate in organizing and conducting external CPE training sessions in the area of...
Title: Mergers & Acquisitions Tax Managing Director, State and Local Tax Job Responsibilities: Research: - Identify situations requiring research and conduct investigations on these topics. - Analyze researched facts and sources. - Prepare studies on tax implications and outline alternative courses of action for clients. -...
- Benefits at the company is tasked with providing... strategic support for the company's . employee benefit plans... the design, administration, and compliance of the company's . employee benefit plans,... including the 401(k) plan, health & welfare plans, fringe ben...
- Ensure compliance with company policies, standards, and the... BDO Tax Quality Manual. - Conduct reviews of tax returns and resolve tax issues with clients, involving specialists where appropriate. - Plan for early recognition of material tax and compliance issues,...
Friendly Job Title: P3 Legal/Commercial Director (Concessions) at **Members Only** H1 Heading: Join Our Team as a P3 Legal/Commercial Director (Concessions) H2 Heading: Exciting Opportunity at **Members Only** Bold Headline: Seeking Experienced Attorney/Commercial Manager for Infrastructure P3 Projects...
operational efficiency and to free up time that can be spent focusing on business strategy. Focus on analysing the tax efficiencies of income tax, investment, insurance and risk, and... other lifestyle investments planning to establish a foundation for financial longev...
data center providers. - Work closely with company executives to complete agreements... between the company and its providers. - Coordinate... efforts of various internal organizations to ensure contracts comply with company policies. - Take a leadership... role in defining policies, practices, and p...
Participate in multi-state alternative investment firms (hedge fund, fund... as part of a multi-disciplinary team helping to provide subject matter/alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during, and after preparation....
opportunity to help the company in all aspects of... its Finance internal function including financial planning and reporting, data analysis, and assisting leadership with overall strategy. Focus on recording and analysing financial transactions, paying and receiving invoices, maintaining financial statement...
scope within the alternative investment fund industry (private equity,... estate and/or hedge funds). Act as the first point... of contact for internal and external clients. Manage teams of tax professionals/assistants working on client projects. Assess tax impact on clients of...
a specific area of investment law. - Provide clients with... materials required by the SEC and materials for board meetings to address specific legislative issues. - Specialize in analyzing and reporting on a specific area of legislation and provide guidance on implementing...
opportunity to help the company in all aspects of... its Finance internal function including financial planning and reporting, data analysis, and assisting leadership with overall strategy. Focus on recording and analysing financial transactions, paying and receiving invoices, maintaining financial statement...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
strategic support regarding the company's . employee benefit plans... and programs. - Ensure compliance with applicable laws and regulations, supporting the development and implementation of benefits policies. - Partner with internal stakeholders to manage risk and drive operational excellence. - Advise Benefits and...
Center and Networking at Company is tasked with providing... power and energy transactions. This position involves working closely with company executives to finalize agreements... with data center providers. Key responsibilities include: - Coordinating with various internal departments to ensure compliance with...
- Benefits at the company is tasked with providing... strategic support concerning the company's . employee benefit plans... and programs. The role involves ensuring compliance with applicable laws and regulations, supporting the development and implementation of benefits policies, and partnering...
Job Title:Mid-Level Investment Management - Private Funds... years of experience in investment management and private funds.... The ideal candidate will have experience in forming private investment funds such as hedge... funds, venture capital funds, and/or private equity funds. This opportunit...