ETFs, mutual funds, and interval funds. - Support the development and launch of industry-leading ETFs by preparing regulatory documents and advising business teams. - Provide guidance on regulatory and legal issues impacting the company’s ETF, mutual fund, and investment advisory businesses; coordinat...
Associate to join its Investment Funds Regulatory Practice. The... working knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Private equity and hedge... fund formation experience is also helpful. Duties and Responsibilities: • Provide legal,...
Associate - Corporate - Investment Funds Regulatory H1: Join... Our Investment Funds Regulatory Team at... Firm Seeks Associate for Investment Funds Regulatory Practice ... New York Practice: Investment Funds Regulatory Experience:... Minimum of 3 years Responsibilities: -...
Title: Of Counsel - Investment Management - Financial Institutions Job... years of experience in investment adviser regulatory matters. - Provide... legal counsel to top-tier investment management firms on a... variety of regulatory issues. This includes registration, conflicts of interest and disclosure, compliance...
Associate - Corporate - Investment Funds Regulatory Job Responsibilities: The associate... in the Investment Funds Regulatory Practice at... and compliance advice to investment advisers, family offices, and... other financial institutions globally. This includes offering guidance on the operation and management of private...
and representation to registered investment companies. The primary duties... include: - Preparing and reviewing registration statements and offering documents for compliance with relevant securities laws. - Creating and reviewing board meeting materials to ensure adherence to regulations and company policies. - Drafting and...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Director, Legal Counsel- Alternative Investment Platforms Job Responsibilities: -... Provide legal advice related to strategic and growth initiatives concerning alternative investment platforms. - Draft and... negotiate intermediary agreements with third-party alternative investment providers and issuers. -... Offer legal guidance on...
complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment bankers, and regulators. Provide... day-to-day legal and compliance advice to broker-dealers, RIAs, and private funds. Act as underwriters counsel on... public...
clients on matters related to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies, as well as their trustees and directors. Additionally, they will advise investment advisers on business and... re...