team. Will provide legal advice to internal business clients on investment advisory, investment company, and... regulatory issues in developing new strategies and supporting existing strategies. Provide legal support to key internal partners, including product development, sales team, compliance, and m...
VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time...
Compliance Governance & Operations, Fidelity Digital Assets Apply Create job alert Salary: listed in the job description or discussed with your recruiter Posted December 18, 2024 Hybrid Experience: Director ID: 2104417 Job Description: The...
Analyst, Compliance Governance & Operations, Fidelity Digital Assets Apply Create job alert Salary: listed in the job description or discussed with your recruiter Posted December 18, 2024 Hybrid Experience: Manager ID: 2104421 Job Description:...
a minimum of four years’ experience in compliance and regulatory matters to join their Financial Services Practice Group. - The ideal candidate will have experience working with registered investment advisors and broker-dealers, specifically... with the Investment Advisers Act of 1......
Firm is seeking an Investment Funds Regulatory Associate to... experience to join its Investment Funds Regulatory Practice. The... and compliance advice to investment advisers, family offices, and... other financial institutions around t...
advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,... exchange-traded funds (ETFs), closed-end funds, interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role... involves collaborating...
a highly skilled Corporate Investment Funds Regulatory Associate Attorney... extensive knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and experience in private... equity and hedge fund formation.Duties:Provide legal advice and support on regulatory...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Associate – Investment Funds Regulatory – Law... have strong knowledge of Investment Advisers Act of 1940... and Investment Company Act of 1940... - Private equity and hedge fund formation experience is and compliance advice to investment advisers, family offices, and......
seeking a highly skilled Investment Management Associate Attorney to... substantial experience representing registered investment companies, private funds, and... investment advisers, with a strong... understanding of related laws and regulations. This position requires excellent writing skills, attention to detail, a proactive...
ideal candidate will have substantial experience in compliance and regulatory matters, specifically with registered investment advisors and broker-dealers. This... role demands a deep understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and...
an experienced and driven Investment Management Associate Attorney to... years of experience in investment management law, particularly with... the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... with a background in investment company representation to work... with...
Solutions team within the Investment Funds practice group in... of registered and exempt investment advisers, as well as... private U.S. and offshore investment funds. The successful candidate... will work on cutting-edge regulatory matters, providing strategic guidance to fund sponsors and...
firm is seeking an Investment Services Associate Attorney to... will be responsible for managing multiple matters simultaneously, specializing in registered investment companies, investment advisers, and... federal securities laws compliance. Duties:Efficiently manage multiple matters concurrently within investment servicesProvide legal guidance on... regulator...
law firm in New York City, NY, is seeking an Investment Services Associate Attorney with... 4-7 years of experience in managing legal matters related to registered investment companies, investment advisers, and... role in transactions, particularly investment company reorganizations or mergers.......
Associate - Investment Services (Chicago, IL; Dallas,... associate to join our Investment Services team in any... of our US offices. This is a great opportunity to work in a prestigious law firm with talented and experienced colleagues, serving a global...
1940 Act, including the Investment Advisers Act (IAA) and... the Investment Company Act (ICA). This... role focuses on market regulation within the corporate practice. It presents an exciting opportunity for a partner or counsel-level candidate interested in supplementing their book...
SEO Friendly Job Title: Investment Funds Associate at Law... York H1: Join Our Growing Investment Funds Practice at Barnes... Seeking Motivated and Experienced Investment Funds Associate Investment Funds Associate... the formation, structuring, operation, and regulation of private investment funds - Assist with dr......
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Midlevel Funds & Investment Management Attorney The candidate'... must have stellar academic credentials and major law firm experience, required. Strong knowledge of the...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Overview A prestigious law firm is seeking a talented Private Funds Associate Attorney to join its Financial Regulations group in the New York office. The ideal candidate will have experience in the structuring and formation of private equity, venture capital,...
Compliance Manager locations New York, NY posted on Posted 5 Days Ago job requisition id R136101 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that...
apply) job requisition id R246708 About this role BlackRock is one of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and... advisory services to institutional, intermediary and in...
Senior Vice President, Compliance Officer PIMCO is seeking a dynamic individual to serve as a Senior Compliance Officer within the global compliance team of its Legal and Compliance Department. The Compliance Officer will support the . Registered Funds 38a-1...
Compliance Officer Apply locations New York, 875 Third Avenue time type Full time posted on Posted 18 Days Ago job requisition id R0365020 Job Description: Employer: DWS Group Title:...
Compliance Governance & Operations, Fidelity Digital Assets Apply Create job alert Salary: listed in the job description or discussed with your recruiter Posted December 18, 2024 Hybrid Experience: Director ID: 2104417 Job Description: The...
Analyst, Compliance Governance & Operations, Fidelity Digital Assets Apply Create job alert Salary: listed in the job description or discussed with your recruiter Posted December 18, 2024 Hybrid Experience: Manager ID: 2104421 Job Description:...