Firm is seeking an Investment Funds Regulatory Associate to... experience to join its Investment Funds Regulatory Practice. The... and compliance advice to investment advisers, family offices, and... other financial institutions around t...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Associate – Investment Funds Regulatory – Law... have strong knowledge of Investment Advisers Act of 1940... and Investment Company Act of 1940... - Private equity and hedge fund formation experience is and compliance advice to investment advisers, family offices, and......
Job Title: Investment Funds, Regulatory Associate Job Responsibilities: -... governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings and respond to examinations. Education and Experience Information: - 1-3 years of investment funds-related regulatory experience at... a global law f...
Associate - Corporate - Investment Funds Regulatory Job Responsibilities... in the Corporate - Investment Funds Regulatory practice involves... responsibilities include: - Advising investment advisers, family offices, and... other financial institutions on legal, regulatory, and compliance matters. - Operating and ma...
Title: GPB Wealth Management Investment Solutions Attorney - Vice... a GPB Wealth Management Investment Solutions Attorney - Vice... US Wealth Management business. Key responsibilities include: - Offering legal advice and support to the investment solutions business team, particularly... focusing on m...
Title Managing Director, Deputy General Counsel - Legal Job Responsibilities In this role, the candidate will support the company as a senior leader on its Legal and Compliance Team, assisting with both transactional and operational matters related to supporting the company as a...
Job Title: Managing Associate (Investment Funds) Job Responsibilities: - Operate as... within the law firm's Investment Funds group. - Advise investment... managers on the offering,... regulatory compliance of private investment funds. - Provide guidance to... and secondary transactions. - Advise investment managers on the launch......
part of the Private Investment Funds practice at the... Working collaboratively within teams to manage and execute substantial components of fund formation transactions. - Handling transactions with private investment funds, particularly in sectors... such as private equity, real estate, and techn...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
industry. We not only have the best **Members Only** positions, but we also have the most. Midlevel Funds & Investment Management Attorney The candidate'... must have stellar academic credentials and major law firm experience, required. Strong knowledge of the...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Job Title: Of Counsel, Investment Management - Financial Institutions Job... Counsel will join the Investment Management - Financial Institutions... and representation to top-tier investment management firms regarding investment... adviser regulatory matters. Key... regulatory compliance with the Investment Advisers Act of 1940... and other fed...
Job Title: Investment Management Associate - Junior... Mid-level Job Responsibilities: - Engage in investment management transactional work with... Demonstrate familiarity with the Investment Advisers Act of 1940... and the Investment Company Act of 1940. -... Represent institutional investors and... wealth advisory firms, enhancing...
Job Title: Associate, Investment Compliance Job Responsibilities: - Support the... from public and private investment activity. - Monitor the deal... pipeline, confer with deal teams as appropriate, and ensure tracking of potential transactions within company systems. - Conduct research on potentially impacted public securities...
operations of the Wealth Management Division at the company. The role involves advising on a wide range of legal and compliance issues pertaining to the company's wealth management services, including Registered Investment Adviser (RIA), Broker-Dealer, and... Trust offerings. Key re...
Title: Associate (3 – 5 years) Job Responsibilities: The Capital Markets Associate at the law firm is tasked with supporting clients in various securities transactions and financing activities. Key responsibilities include: - Advising clients on securities offerings, such as equity and debt issuances. -...
on derivatives-related trading agreements and regulatory obligations within the Investment Management Legal team. The... role entails: - Collaborating with business partners to support Parametric products, clients, and initiatives. - Drafting and negotiating a wide array of contracts, including investment manageme...
Title: Securities Services Attorney - Executive Director Job Responsibilities: - Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients. - Collaborate with stakeholders across Securities Services product areas, including...
and related strategic initiatives. - Advise on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, and NFA requirements. - Advise on activities of limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing,... and disclosure rules....
Title: GPB Wealth Management Investment Solutions Attorney - Vice... and support to the investment solutions business team, with... primary focus on managed investment solutions. - Address SEC regulatory... and bank regulatory issues impacting investment advisers. - Assist with regulatory... inquiries, examinations, and...
VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time...
for Company's Wealth Management's investment advisory business. - Offer legal... regulations, and legal risks related to fiduciary standards of care, trading, best execution, trade allocation, operational issues, principal trading rules, investment allocations, client fee structures,... conflicts of interest, and cash solicitat...
Job Title: Alternative Investment & Private Markets Attorney Job... Responsibilities: The Alternative Investment & Private Markets Attorney... for the Alternative Investments and Private Markets businesses, focusing on alternative investment funds and private securities... transactions. The attorney will analyze, review, negotiate, s...
advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,... exchange-traded funds (ETFs), closed-end funds, interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role... involves collaborating...