filings required under the Investment Company Act, Investment Advisers... Act, Securities Act of... and Securities and Exchange Act of 1934. - Prepare drafts... of regulatory documents for various mutual funds, exchange-traded funds, and closed-end funds for filing with the . Securities...
as required under the Investment Company Act, Investment Advisers... Act, Securities Act of... and Securities and Exchange Act of 1934. - Prepare drafts... of regulatory documents for various mutual funds, exchange-traded funds, and closed-end funds for filing with the . Securities...
Job Title: Investment Management Governance Attorney, VP Job... Responsibilities: - Support a team responsible for managing all aspects of board of director/trustee operations, including coordination and operation of board meetings, and . registered fund disclosure practices. - Collaborate with members of the Legal...
for the Wealth & Investment Technology (“WIT”) division, including... customer licensing and service agreements. - Handling legal aspects of business or corporate initiatives, ensuring compliance with data privacy laws. - Providing legal advice to internal clients in a fast-paced environment, interfacing with...
legal analysis to senior lawyers regarding day-to-day investment management activities, including investment... management agreements, private fund... formation, investment documents, and general corporate/governance... matters. - Assist in supporting all legal aspects of separate account, private fund, SMA/wrap, group trust, and sub-advisory relationshi...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the Fidelity Digital Asset Management team on all aspects of the company's cryptocurrency and blockchain products and services business. - Advise the Fidelity Digital Asset...
Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the bank's full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including Delaware...
role involves joining the Investment Management Legal team as... the Parametric and other Investment Management businesses on derivatives-related... trading agreements and their regulatory obligations. Key responsibilities include: - Collaborating with business partners to support Parametric products, clients, and initiatives. -...
and NFA requirements. - Providing legal guidance on activities related to limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing,... and disclosure rules. - Assisting in drafting and negotiating distribution and service agreements with intermediaries. - Advising on matters...
Title: Associate (3 – 5 years) Job Responsibilities: Capital Markets Associates at the law firm play a crucial role in supporting clients through various securities transactions and financing activities. The primary responsibilities of this position include: - Advising clients on securities offerings, including...
to clients on matters pertaining to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies, as well as their trustees and directors. This role involves collaborating with clients, internal teams, a...