responsibilities include: - Conducting a detailed and comprehensive review of company operations to offer recommendations for best practices to business leadership. - Advising on state... and federal rules of civil procedure concerning subpoenas and discovery requests, while ensuring operational compliance with th...
key adviser to the business. - Manage and negotiate... contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. - Advise on new...
Title: Vice President, SAR Investigations II Job Responsibilities: - Conduct proactive investigations to address money laundering and terrorist financing concerns in alignment with the National Priorities issued by the . Department of the Treasury and the Financial Crimes Enforcement Network (FinCEN). - Analyze...
Tax Manager, Global Trade Services (GTS) Duties: The candidate will deliver complex projects in a fast-paced, team environment. Lead and assist Customer and Sales Operations pursuits and practice development initiatives. Promote and participate in forums for sharing expertise, strengthening the...
Title: Senior Data Privacy & Governance Analyst Job Responsibilities: - Collaborate with leadership to develop, implement, and administer the company's global data privacy and governance strategies and compliance program. This includes establishing goals, creating policies, and implementing procedures and enforcement measures. - Work...