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disciplinary proceedings filed with the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC). Essential Job Functions: Represent FINRA in a first or... second chair capacity in complex disciplinary proceedings involving violations of the...
their resume through the FINRA career site at ... search for R-008330. FINRA is an Equal Opportunity... and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital...
FINRA is a registered trademark... Full Time Position with FINRA H2: Join Our Team and... in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority) Department:... Office of Oversight Liaison and Counsel (OLC) Job Title: Senior Paralegal, Oversight Liaison and Counsel Essential Job Functions: - Provide...
Vice President & Associate General Counsel, Capital Markets Policy - Full-time position - Locations: New York, NY Chicago, IL Boston, MA Washington, DC Chicago (North Wacker Drive) Rockville, MD Philadelphia, PA - Job requisition ID: R-008325 - Reporting...
Firm Seeking Financial Services Compliance & Regulatory Associate Mid-level to Senior Associate Positions Available in All Offices Salary Range: $260,000 - $330,000 (annualized) **MEMBERS ONLY**SIGN UP NOW***. is currently seeking an experienced associate attorney to join our Financial Services...
OverviewA law firm in Washington, DC, is seeking a Mid-Level to Senior Financial Services Compliance and Regulatory Associate Attorney to join its team. The ideal candidate will have substantial experience in compliance and regulatory matters, specifically with registered investment advisors...
Title: Senior Associate or Counsel (Corporate Securities) Department: Securities Group Law Firm: Saul Ewing Saul Ewing, a leading law firm, is seeking an experienced senior associate or counsel to join our growing securities group. This is a fantastic opportunity...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
law firm in Washington, DC, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will have extensive experience in securities law and corporate governance, with a strong background in public company regulations...