Title: Securities Paralegal Job Responsibilities: The Securities Paralegal supports Principals and Associates in securities-related arbitration, mediation, and court case matters. Key responsibilities include: - Performing legal research. - Gathering and analyzing documents. - Preparing and filing state registration documents. - Assisting with arbitration/trial scheduling and preparation. -...
trials, arbitrations, and regulatory enforcement actions involving the SEC, FINRA, and state agencies. - Provide... client advisement within the scope of financial services legal counsel. - Conduct research and draft legal documents. - Render opinions on client matters related to compliance, litigation, an...
Title: US Private Bank- Market Team Lead Job Responsibilities: - Manage and build relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and acquire new assets...
Title: US Private Bank- Market Team Lead Job Responsibilities: - Manage and build relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and acquire new assets,...
Title: US Private Bank- Market Team Lead Job Responsibilities: - Manage and build relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and acquire new assets...