Title: Associate General Counsel, Capital Markets Job Responsibilities: 1. **Regulatory Guidance and Advisory**: - Direct and manage the full lifecycle of adopting new regulatory requirements. - Advise the Board of Governors and senior management on complex and sensitive regulatory initiatives and rule...
Title: Vice President, Assistant General Counsel - AI Job Responsibilities: The Vice President, Assistant General Counsel - AI at the company is tasked with providing strategic legal counsel on the development, deployment, and oversight of artificial intelligence (AI) technologies within the...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
legal industry. We not only have the best **Members Only** positions, but we also have the most. Paralegal - Litigation The candidate will assists in filing of pleadings, arbitrator selection, production and management of documents and hearing preparation in FINRA...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward at a law firm is tasked with ensuring the quality, integrity, and consistency of data that supports the Corporate and Regulatory practices of the firm. Key...
Title: Associate, HONORS Program Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in contributing to the investigations and decisions regarding disciplinary actions against individuals and organizations in the financial industry. This entry-level position provides associates with substantive...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout the entire lifecycle of adopting new regulatory initiatives. - Serve as a subject matter expert in one or more areas of legal expertise, providing guidance under general supervision. -...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide senior-level legal advice and support throughout the life cycle of new regulatory initiatives, serving as a subject matter resource in various areas of legal expertise. - Advise the Board of Governors and advisory committees...
Title: Assistant General Counsel, Regulatory Job Responsibilities: The Assistant General Counsel, Regulatory, is responsible for providing senior-level legal advice and support throughout the lifecycle of new regulatory initiatives and serving as a subject matter expert in one or more areas of legal...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide senior-level legal advice and support throughout the life cycle of new regulatory initiatives, serving as a subject matter expert in legal areas such as arbitration and mediation. - Advise the Board of Governors and...
Associate/Manager (Securities) - Washington, . - **Members Only** H2: Join Our Team! Mid-Level Associate/Manager (Securities) Position at Leading Compliance and Regulatory Strategy Firm **Members Only**, a leading compliance and regulatory strategy firm, is seeking a...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. This includes setting a multi-year strategic plan, managing...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the Firm Grouping by setting multi-year strategic plans and managing priorities to align with Member Supervision goals and vision. - Work closely with cross-functional partners outside Member Supervision...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role in supporting the mission of the Strategic Intelligence & Analytics (StratIntel) organization within the department. The position involves the following key responsibilities: - Partner with internal and...
Title: Senior Program Administrator, OGC Regulation Job Responsibilities: - Provide high-level administrative support to ensure smooth day-to-day operations within the Office of General Counsel (OGC) Regulation offices. - Evaluate and refine organizational systems to enhance operational efficiency and effectiveness. - Plan and coordinate programs,...
Title: Capital and Transversal Risk Team Lead Job Responsibilities: - Lead a cross-disciplinary team within the company's Market Risk organization, ensuring effective Market Risk Management (MRM) execution and governance. - Provide strategic oversight of capital-related processes, ensuring robust governance across regulatory and transactional...
law firm in Washington, DC, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will have extensive experience in securities law and corporate governance, with a strong background in public company regulations...