Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
- Job title: Employment Attorney - Salary: Competitive and based on experience - Job location: Charlotte, North Carolina, USA; Atlanta, Georgia, USA; Richmond, Virginia, USA - Category: Audit, Risk, Legal and Finance - Posted date: 10/29/2024 - Regular or...
for defending the firm and its Financial Professionals in FINRA arbitrations and litigation matters... - Manage a docket of cases handled by outside counsel - Must have a Juris Doctorate degree from an ABA-accredited law school and be a l...
Title: Assistant General Corporate Counsel — Wealth Management, Personal Trust and Investments Attorney Job Responsibilities: The Assistant General Corporate Counsel will join the Law Division’s Wealth Management & Investment Services legal team at the company. This position involves providing legal support for...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams through the development of new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and drafting related...
Interactions Compliance Manager Category Corporate Functions & Risk Job Id 2025-0001068 Posted Date 01/21/2025 Job Type Full time Charlotte, NC, United States Tempe, AZ, United States Los Angeles, CA, United States Minneapolis, MN, United States At ....
Title: Director, Head of Surveillance Job Responsibilities: As the Director, Head of Surveillance at the company, you will be responsible for managing the company's Electronic Communications Surveillance Program and Trade Surveillance for the company's CFTC Swap Dealer and three Broker-Dealers. Your primary...
Title: Director, Head of Surveillance Job Responsibilities: As the Director, Head of Surveillance, you will manage the Electronic Communications Surveillance Program and Trade Surveillance for the Company's Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker-Dealers. Key responsibilities include: - Oversight of...
Title: Senior Compliance Specialist - RCIM Regulatory Librarian Job Responsibilities: The Senior Compliance Specialist will play a pivotal role within the Regulatory Change & Inventory Management (RCIM) team at the company. The role involves leading several critical tasks to support the development...