General Counsel Job Responsibilities The Assistant General Counsel at the company is a critical role that involves providing the organization with legal advice and representation concerning the company's business activities and investment products. The responsibilities include: - Acting as a subject matter expert...
Title: Transaction Management Director Job Responsibilities: - Oversee transaction management, closing coordination, and document negotiation for loan repo and CMBS origination businesses. - Manage and develop teams that administer policies and procedures governing documentation and transaction closing processes for RESCM and CMLSF...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
III - Investment Banking and Securities Section The candidate will review and negotiate disclosure documents, distribution agreements, marketing materials and other documents in connection with securities and other investment product offerings. Will review and negotiate purchase agreements, engagement letters, formation documents, conflict waivers, joinder and other agreements in connection with private equity and other commercial finance transactions. Review prope... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Derivatives Attorney - Capital Markets Counsel III The candidate will report to the Derivatives Section Head of the Global Commercial and Insurance Division of the Law Department. Will be responsible for providing legal advice and counsel to the Company's swap dealer businesses, including its Sales and Trading, Credit, Operations and Compliance functions, including its Government and Institutional Banking Division (GIB). Independently develops and renders opinions,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
III The candidate will be responsible for providing legal support in connection with a variety of capital markets activities including equity origination, debt origination, public finance and securities trading and sales activities. Review and research corporate, affiliate and executive relationships and securities holdings. Review and negotiate engagement letters, confidentiality/non-disclosure agreements, joinder agreements and conflict waivers related to financi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
II The candidate will join and support a team of attorneys and paralegals responsible for providing legal support in connection with a variety of capital markets activities including equity origination, debt origination, public finance and securities trading and sales activities. Will review and research corporate, affiliate and executive relationships and securities holdings. Review and negotiate engagement letters, confidentiality/non-disclosure agreements, joind... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Product Consultant I Duties: Responsible for the full contract, selling agreement and due diligence file infrastructure for the BD, coordination of annual due diligence product line reviews, management of the Investment Product Review Committee, point of contact for coordination of internal audits and regulatory exams as it relates to the BD Product Line up. Responsibilities are crucial for broker dealer risk management as well as part of our records keeping require... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Responsibilities : The candidate will be responsible for performing general paralegal and administrative duties to support the Early Dispute Resolution Group. The candidate will research and respond to customer complaints and inquiries including tracking, setting up files, making required FINRA filings and seeing complaint... files through response and closure. Also respond to FINRA and other regulator inquiries... involving clients and advisors. Perform collective analy... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Program Governance Coordinator - Compliance Consultant IV The candidate will support the company Securities Compliance Program by assisting with the design, implementation and maintenance of a comprehensive compliance oversight program that will: establish and maintain corporate governance programs; support Compliance and other support group partners with the enterprise-wide enhancement of compliance structures due to new laws, regulations, Corporate and Wholesale... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Markets Institutional Operations Support Manager II The candidate will be responsible for reviewing, processing and remediating regulatory documentation. Will lead a team responsible for the front to back review for QFC Stay Regulatory documentation and other regulatory documentation as needed. Acting as a lead or SME for all escalations, business and regulatory initiatives; this leader may face-off to, compliance, and legal counterparts to ensure effective transpare... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Markets Institutional Operations Support Manager II The candidate will be responsible for reviewing, processing and remediating regulatory documentation. Will lead a team responsible for the front to back review for QFC Stay Regulatory documentation and other regulatory documentation as needed. Acting as a lead or SME for all escalations, business and regulatory initiatives; this leader may face-off to, compliance, and legal counterparts to ensure effective transpare... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Information The salary range for this position is $100,000 - $150,000. Lead Compliance Officer read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here