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Securities/Blue Sky Paralegal - Greenberg Traurig
Greenberg Traurig, a global law firm, is looking for an experienced Blue Sky Paralegal to join their Corporate group in various office locations. The successful candidate will have extensive knowledge of state securities and...
The candidate will be working at a steady, even pace to promote accuracy and quality of work, Regular routine, We’ll provide you with a complete set of procedures, and we love that you complete tasks before new ones are...
Risk Monitoring - All Finra Locations
Full... ongoing risk assessments of FINRA members reporting to a... Risk Monitoring Director.
Essential Job Functions:
This is a senior-level position reporting to a Risk Monitoring Director and supports...
Job Title: Director, Compliance Data Analytics, Monitoring and Trade Surveillance
Salary: USD $116,100 - $258,100 / Year
Heading 1: Your Opportunity
A Director is a leader within Schwab Compliance with responsibilities for...
#PrincipalAnalyst #RiskMonitoring #FINRA
#PrincipalAnalyst #RiskMonitoring #**MEMBERS ONLY**SIGN UP NOW***...
##Principal Analyst, Risk... Monitoring at FINRA
FINRA is now... will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. Additionally, they will... collaborate with internal dep...
FINRA is a federal contractor... retaining a diverse workforce. FINRA will provide reasonable accommodations... Analyst, Risk Monitoring
FINRA is seeking an experienced... **Associate Principal Analyst, Risk Monitoring** to join our team. Reporting to a Risk Monitoring Director, this role...
Strategic Advisor in Market Regulation & Transparency Services
The Strategic Advisor in Market Regulation & Transparency Services (“MRTS”) plays a key role in the senior management team and provides critical leadership and strategic support to the head of Strategic...
Advisor, Member Supervision
FINRA is looking to fill... a Senior Director, Regulatory Advisor role in their Member Supervision department. The Senior Director will provide critical strategic and operational support to Member Supervision and the Vice President, Regulatory Advisor and...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...