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Organization: FINRA (Financial Industry Regulatory Authority) Position:... Vice President & Associate General Counsel, Regulatory Experience: Minimum of 10 years of relevant legal experience Location: Washington, DC or Rockville, MD Type: Full time Salary: Minimum of $175,600, maximum of $345,700 (varies based on location and individual...
Enforcement Principal Counsel with FINRA! Are you a... Look no further than FINRA, the Financial Industry Regulatory... Authority, Inc. We are currently seeking a Principal Counsel, Enforcement to join our team and contribute to our mission of promoting market...
Counsel, Enforcement - Any FINRA Location The Senior... This role involves representing FINRA in complex disciplinary proceedings... and appeals, providing guidance to other departments on legal issues, and participating in litigation training. The position requires a law degree and...
• Full-time position with FINRA (Financial Industry Regulatory Authority)... • Job Requisition ID: R-008031 • Minimum of 6-8 years of related legal experience required • Law degree from an accredited law school and admission to a bar required • Expertise...
Specialist Team - All FINRA Locations Full time... and special investigations of FINRA member firms. This includes... of persons associated with FINRA member firms and providing... guidance to Member Supervision staff on their complex assignments. This position requires an...
- Remote Organization: FINRA Department: Corporate Financing... experience) Posted: 3 Days Ago FINRA (Financial Industry Regulatory Authority)... is seeking a Senior Analyst for their Corporate Financing Public Offerings department. This role involves analyzing complex and...
Capital Markets at a FINRA organization, you will be... responsible for overseeing the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping. This includes managing a team of Risk Monitoring Analysts, developing risk-based Regulatory...
FINRA strives to make our... note that this number is exclusively for inquiries regarding application accommodations. In addition to a competitive salary, comprehensive health and welfare benefits, and incentive compensation, FINRA offers immediate participation and... vesting in a 401(k...
Risk Monitoring - Any Finra Location Experience: Senior-level position... Department: Risk Monitoring Organization: FINRA Type: Full-time Location: Any... FINRA location Job Requisition ID:... risk monitoring activities and ongoing risk assessments of FINRA members - Report to... a Risk Monitoring Direc...
Type: Full Time Organization: FINRA Location: Rockville, MD or... Minimum $92,500, Maximum $200,200 Overview: FINRA is seeking a highly... skilled Manager to lead and manage a team responsible for conducting reviews and investigations of private placement filings. The ideal...