Title: Compliance Attorney, Securities Job Responsibilities: The Compliance Attorney, Securities is a critical role within the company's Securities Compliance Department, which oversees two Broker-Dealers and a Registered Investment Adviser. The primary responsibilities include the interpretation and application of securities laws and regulations...
Title: Senior Surety Counsel Job Responsibilities: - Demonstrate and apply an understanding of surety bonds and the surety industry, including the structure, terms, and conditions of the company's obligations under bonds and applicable laws and regulations. - Investigate, negotiate, analyze, resolve, and manage...
Title: Compliance Officer, Securities Job Responsibilities: The Compliance Officer, Securities, plays a crucial role within the Securities Compliance Department, which serves two Broker-Dealers and a Registered Investment Adviser. The primary responsibilities include: - Interpreting new and existing securities laws and regulations to provide...
collaboration. - Advise cross-functional business units on all relevant legal and regulatory matters. - Assist with... overseeing the legal department’s operations, including workflow management and coordination of external counsel. - Prepare, review, negotiate, and advise on complex legal documents, including...
Title: Senior Claim Director-Casualty Direct Handle Claims Job Responsibilities: - Manage a portfolio of claims with significant severity exposures and coverage issues. - Conduct, coordinate, and direct investigations into loss facts, damages, and risk transfer opportunities. - Evaluate coverage, liability, and damages to determine...