Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
Title: Tax Senior, State and Local Tax - Unclaimed Property Job Responsibilities: 1. Advising Clients: - Assist in advising clients on tax implications and other accounting-related matters affecting their business, with a focus on unclaimed property compliance and consulting. 2. Project Management:...
Title: Tax Manager, State and Local Tax - Unclaimed Property Job Responsibilities: The Tax Manager, State and Local Tax - Unclaimed Property is tasked with advising clients on tax implications and accounting matters that affect their business objectives, particularly focusing on unclaimed...
set a multi-year strategic plan aligning with Member Supervision goals and vision. - Manage priorities, collaborate with cross-functional partners, and integrate examination efforts with Regulatory Operations. - Ensure connectivity and... partnership with Member Supervision’s centralized and support functions and other Member Supervision...
including due diligence, structuring, negotiation, execution, and post-closing integration. - Draft, review, and negotiate key transaction documents such as NDAs, term sheets, purchase agreements, shareholder agreements, and transition services agreements. - Collaborate with departments... such as Finance, Tax, HR, Compliance, and Op...
VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time...
Title: Director of Office Operations Job Responsibilities: - Strategic Office Management & Governance: Develop and implement a unified, industry-standard operating model for office operations that aligns with firm governance and the evolving role of Office Managing Partners (OMPs). Lead the Senior Office...
funds, and retail SMA (wrap program) business. - Review and negotiate firm-level vendor contracts across various business functions, ensuring alignment with legal, regulatory, and commercial requirements. - Assist... Human Capital Management with legal review of policies, procedures, and agreements. - Collaborate with senio...
Title: AML Project Delivery Senior Analyst Job Responsibilities: - Work collaboratively within a team environment to support client service delivery, particularly with the AML and sanctions team. - Perform case investigations and assess potential AML and sanctions risks during these investigations. - Make recommended...
advice and support on regulatory matters impacting the insurance... licensing, product filings, and regulatory inquiries. - Advise senior... and federal insurance laws and regulations. - Draft and review regulatory responses, contracts, and insurance-related... documents to ensure compliance with applicable la...
advice and support on regulatory matters impacting the insurance... licensing, product filings, and regulatory inquiries. - Advise senior management... and federal insurance laws and regulations. - Draft and review regulatory responses, contracts, and insurance-related... documents to ensure compliance with applicable laws an...
Job Title: Counsel, Financial Lines Job Responsibilities: The Counsel, Financial... Lines position is responsible... for supporting the Financial Lines underwriting business in... policies and coverage for financial institutions and private/not-for-profit organizations.... Key responsibilities are: - Communicating effectively with business partners, underwriting, claims profe...
will work within the Regulatory, Risk & Forensic department... at the company, focusing on financial crime compliance. You will... engage in managing and supporting client service delivery in collaboration with the Anti-Money Laundering (AML) and sanctions team. Your responsibilities will...
ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements (CCAs), and Prime Brokerage Agreements. - Ensure all documentation aligns with global regulatory standards, including Dodd-Frank, EMI......
Title: Counsel-Commercial Insurance Job Responsibilities: As a Counsel-Commercial Insurance, you will be instrumental in supporting the Middle Market business by providing expert legal guidance on insurance and contractual matters. Your primary responsibilities will include: - Counseling the Commercial Insurance Middle Market business on...
Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and... counsel to the company’s Digital Asset Management team on all aspects of the and blockchain products and services business. - Advise the Digital... asset management products and services involving digital assets and......
teams, consisting of over 120 examiners and managers, setting a multi-year strategic plan and managing priorities to align with Member Supervision goals and vision. - Collaborate with cross-functional partners, integrate Examination efforts with Regulatory Operations, and ensure connectivity... with Member Sup...
team to deliver client services effectively. Your responsibilities will... include: - Managing a small team of investigators. - Conducting case investigations and performing Quality Control (QC) of these investigations, requests for information, and case escalations. - Assessing potential AML and sanctions risks as...
Program for the Firm Group, ensuring alignment with organizational goals and regulatory standards. - Develop and implement... a multi-year strategic plan for the Firm Group, managing priorities in line with Member Supervision objectives and collaborating with cross-functional partners. - Oversee the Ex...
Manager - Renewable Energy Duties: The candidate will advise clients on tax issues related to renewable energy clients and projects. Monitor current and proposed tax legislation and regulations related to renewable energy and sustainability, as well as implement client outreach...
Title Senior Legal Counsel Job Responsibilities The Senior Legal Counsel will be part of the Workplace Investing (WI) legal team at the company, where they will play a pivotal role in advising the defined contribution plan recordkeeping, administration, trust, and institutional...
Title: Project Manager - Tax Transformation Job Responsibilities: As a Project Manager in the Tax Transformation Technology Team, you will take a leading role in driving the planning, delivery, governance, and reporting of key technology projects that support the company's tax strategy....
Title: Sr. Data Engineer Job Responsibilities: Data Pipeline Architecture & Design: - Design scalable and testable ELT pipelines structured around the Medallion Architecture with clear layer contracts. - Model normalized schemas in dbt (staging/3NF ? marts) and standardized transformation patterns (macros, packages). - Define data...
Title: Supervising Associate General Counsel - Legal Affairs Department: Legal Affairs Job Responsibilities: The Supervising Associate General Counsel will play a crucial role within the Office of General Counsel (OGC) at the Department of Health/Mental Hygiene. The primary responsibilities include: - Serving as a...
Title: Assistant General Counsel - AOT, Office of General Counsel Job Responsibilities: The Assistant General Counsel will be an integral member of the Office of General Counsel (OGC) legal team within the department of Legal Affairs. Reporting to the Director of the...
Job Title: Staff Attorney: Financial Services Regulatory Job Responsibilities: The Staff... Attorney in Financial Services Regulatory (FSR) at... fintech clients on US regulatory requirements and approvals for... their business activities. This includes financing, securities offerings, and acquisitions in the US markets. The...
Research and provide legal advice to business regarding FINRA regulatory and broker dealer compliance... issues. - Manage communication and interaction with clients, service providers, and others regarding contract terms and conditions and other information. - Keep abreast of regulatory developments that impact...
the Global Head of Regulatory Strategy and Advisory, Legal,... the HLC will manage legal affairs across all jurisdictions where Company operates. Key responsibilities include: - Providing legal support for commercial business initiatives and assisting the business development team. This involves negotiating...
Title: FVP Associate General Counsel Job Responsibilities: The FVP Associate General Counsel at Company acts as a strategic advisor and legal leader, collaborating closely with the General Counsel to oversee the Bank's legal affairs and manage complex legal projects. Key responsibilities include: -...
focused on analyzing and assisting partners in identifying regulatory issues and formulating bespoke... hedging structures. The role includes: - Advising and representing bank and corporate clients in structuring complex over-the-counter equity and fixed-income derivative transactions. - Drafting, negotiating, and finalizing legal documents...
for advising both registered and private funds, as well as institutional investors. Key responsibilities include: - Assisting with fund formation, governance, regulatory compliance, and disputes. - Serving... as fund and independent counsel. - Delivering comprehensive legal services to a diverse client... base, incl...
Title: Senior Counsel and Director, Strategy & Partnerships Job Responsibilities: - Provide expert legal counsel for structuring and negotiating private investment platforms, including direct responsibility for GP stakes and the establishment of rated feeder fund structures. - Advise on and...
brokerage, technology, and operational services within Pershing. - Provide general... legal support to broker-dealer, registered investment adviser, and technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provide... busin...
- Influence decision-making at the executive level, providing strategic legal advice on key business decisions and transactions. - Provide strategic legal advice and support, particularly in high-demand areas such as mergers and acquisitions, intellectual property, and regulatory compliance. - Ensur...
Banking business lines offering loans and deposits to high-net-worth individuals. - Provide strategic advice on the development of new products and services, ensuring that all products... adhere to applicable regulatory requirements. - Negotiate and... draft legal documentation for specific transact...
legal advisor on bank regulatory matters. - Support regulatory strategy... and manage interactions with federal banking regulators, including the Federal Reserve, Office of the Comptroller of the Currency (OCC), and Federal Deposit Insurance Corporation (FDIC). - Provide guidance on compliance, risk, and...
Funds group. - Advise investment managers on the offering, formation, and regulatory compliance of private investment... funds. - Provide guidance to institutional investors and secondary funds on investments in private funds and secondary transactions. - Advise investment managers on the launch and operation...
the company, the primary responsibilities include providing legal support for platforms where alternative investment products are available to customers. This role encompasses strategic initiatives, regulatory compliance, and negotiating agreements... with product issuers or advisers. Key duties involve: - Offering lega...
Job Title: Consumer Financial Services Associate – Midlevel Job... associate in the Consumer Financial Services & Fintech Regulatory... clients in the consumer financial services sector. Your responsibilities... are not limited to: - Regulatory Analysis & Compliance: ... - Advising clients on federal...
high-powered, long-established firm offers great opportunities for top-notch candidates seeking rapid growth and high volume in intellectual property and dozens of other challenging practices. We really have a lot of good things to say about this firm because the firm...
to payment products and services. The candidate will be... expected to collaborate with cross-functional teams, including engineering, product management, and business operations, to ensure compliance with applicable laws and regulations. This role involves advising on a wide range of legal...
industry. We not only have the best **Members Only** positions, but we also have the most. Financial Services Practice Attorney The candidate... should preferably have 3+ years of experience representing mutual funds on all regulatory and compliance matters as......
have the best **Members Only** positions, but we also have the most. ## Consumer Financial Services Litigation Attorney -... Philadelphia, New Jersey and New York **** is a nationally recognized law firm with more than 600 lawyers and 15 o...
range of legal and regulatory questions related to the... Futures Commission Merchant (FCM) business and associated functions. - Act as a trusted advisor to the business and control-side colleagues, providing counsel on all aspects of the dynamic business environment. - Participate in...
Job Title: Financial Services - Customer Tax... and Reporting - Tax Services Senior Analyst-EDGE Job Responsibilities: - Work... independently to identify and address problem areas ensuring tax returns, tax research, tax accounting, and tax projects are completed timely, efficiently, and accurately. This...
to support the company's Fixed Income and Equities (FIEQ) institutional sales and trading businesses. Key responsibilities include: - Providing legal advice and assistance to business, Credit, Risk, and Compliance partners on legal, regulatory, and reputational issues arising... from FIEQ b...
of experience in broker-dealer regulatory matters. The role involves... US and multinational transactions, providing integrated services on complex global matters... for a diverse range of on all aspects of broker-dealer broker-deals with financial institutions, hedge funds, and... othe...