personnel from the legal industry. We not only have... the best **Members Only** positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
personnel from the legal industry. We not only have... the best **Members Only** positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies...
Title: Securities Transaction and Compliance Coordinator Job Responsibilities: The Securities Transaction and Compliance Coordinator will be responsible for a variety of duties related to securities transactions and compliance within the law firm's Office of General Counsel. The key responsibilities include: - Reviewing, analyzing,...
Title: Senior Claim Director-Casualty Direct Handle Claims Job Responsibilities: - Manage an inventory of claims involving significant severity exposures and coverage issues. - Conduct, coordinate, and direct investigation into loss facts, damages, and risk transfer opportunities. - Evaluate coverage, liability, and damages to determine...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Managing Director and Counsel, Management Liability First Party Claims The candidate will assume management role in Bond and Financial Products Claim (management liability... - first party claim, with focus on commercial crime and financial institution bond claims) by... providing leadership, expertise and technical guidance to a team of claim professionals within a designated line of business. Will ensure compliance with bond and financial products claim policies and... procedures,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Analyst Duties: Will be dealing with customer complaints and escalations. Will need to analyze and investigate complaints while understanding the customer contract. Will be identifying what is the problem, address the problem, and deal with the location to gather facts. Assists the Manager of Regulatory Compliance with ensuring compliance... with all insurance/service contract provider licensing requirements; coordinates all regulatory filings related to AWR's... prod... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Wealth Advisor 2 The candidate will be responsible for identifying prospective clients with investable assets of at least $3MM or more and bringing them to The Private Bank (TPB) within read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Compliance Attorney (Mortgage Industry) The candidate must have... experience providing advice on mortgage origination compliance matters and be actively licensed (any state). Represent mortgage lenders, brokers, servicers, and related companies before federal and state regulatory authorities, including the CFPB,... HUD, DOJ, FDIC, FTC, the Federal Reserve, state Attorneys General during investigations and enforcement proceedings. Provide advice to our clients on existi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Compliance Attorney (Mortgage Industry) The candidate must have... experience providing advice on mortgage origination compliance matters and be actively licensed (any state). Represent mortgage lenders, brokers, servicers, and related companies before federal and state regulatory authorities, including the CFPB,... HUD, DOJ, FDIC, FTC, the Federal Reserve, state Attorneys General during investigations and enforcement proceedings. Provide advice to our clients on existi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Supervisory Attorney Adviser, SK-15 Duties: The candidate will participate in planning and conducting securities compliance examinations. Will apply judgment and knowledge of the securities industry to FSIO's oversight functions.... Provide expert legal analysis and technical support for examinations in areas related to the Financial Industry Regulatory Authority (FINRA),... the... Municipal Securities Rulemaking Board (MSRB), and broker-dealers registered under the Securities Exchan... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Supervisory Attorney-Adviser - SK 15 The candidate will join a well-respected team that is responsible for supporting OCIE's mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority. As a Supervisory... Attorney-Adviser, will: Participate in planning and conducting securities compliance examinations; Apply judgement and knowledge of the securities industry to FSIO's oversight functions;... Provide advice a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Supervisory Attorney Adviser, SK 15 Duties: The candidate will support EXAMS' mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority. Will direct employees... responsible for working and/or consulting with a variety of individuals conducting examinations. Provide legal advice on novel questions, analyzing industry trends, and following-up to... ensure that recommendations are implemented by the industry.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Corporate Compliance Duties: Will be responsible for the administration of the company's Adviser's 206(4)-7 program and is responsible for providing sub-adviser oversight for 10 of company's sub-advisers. The role also coordinates the team's responses for the annual 15c review, as well as conducting training, CCAT testing, email review, and on-site due diligence reviews (some travel required). Provides compliance support and guidance to business and other... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Director Tax The candidate leads departmental research initiatives and interprets tax law; defines and implements corporate tax strategies, policies and standard operating procedures to ensure on-going compliance with statutory tax laws; manages exposure to risk; maximizes and leverages tax benefits and minimizes the company’s overall tax liability within a regulatory industry and rate case construct.... Anticipates and plans for developing and upcoming tax issues, and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here