personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies...
implement tax, estate, and financial plans for clients, including... those of the greatest complexity. - Collaborate with other planning resources on specific subject matters of greatest complexity and partner in the acquisition of new clients. - Retain, expand, and deepen existing client...
responsible for researching, assessing and reporting data for the investigative due diligence practice and its clients. Job Duties: Collects legal, financial, employment, academic and social... media-oriented information on companies, individuals and other topics from a wide rang...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Summary: Organization: FINRA (Financial Industry Regulatory Authority) Job... Title: Associate Director, Regulatory Policy Legal Support Experience:... The Associate Director, Regulatory Policy Legal Support at... responsible for overseeing a team of Regulatory Policy specialists and providing... high-quality legal...
you need an accommodation for the application process, please email us at . Please note that this email address is only for inquiries regarding application accommodations. In addition to salary, FINRA provides a comprehensive benefits package. Candidates can expect...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
is dedicated to providing the candidate with an inclusive environment to learn, grow, and develop professionally. We are seeking a candidate who is motivated by our mission and values and who can contribute to our diverse and talented team....
to analyze and communicate regulatory intelligence - Mentor and coach... junior level risk monitoring staff - Serve in leadership roles for special projects and technology initiatives - Perform as part of a team to execute risk monitoring for assigned firms - Bachelor's Degree in...
Analyst in Rockville, MD! H2: Exciting opportunity with competitive salary and benefits! FINRA, a leading regulatory organization in the financial industry, is seeking a... Corporate Actions Analyst to join their Transparency Services team in Rockville, MD. In this entr...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an Equal Opportunity and Affirmative Action Employer Job Title: Principal Investigator, NCP - All FINRA Locations Experience: Advanced knowledge of relevant FINRA rules and the federal securities...
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies...
Regulatory Organization: FINRA (Financial Industry Regulatory Authority) ... Experience: 1-3 years of relevant legal experience Location: Washington, DC Salary Range: - CA: Minimum Salary $91,500, Maximum Salary $170,900 - CO/HI/MN/VT*: Minimum Salary $79,500, Maximum Salary $142,300 -...
provide transactional support and regulatory advice to the company's... national Public Finance business. The role involves performing significant and complex legal work while regularly interacting with management. Key responsibilities include: - Overseeing legal research, analysis, consultation, and documentation within a framework...
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
Job Title: Associate Director, Regulatory Policy Legal Support -... the Associate Director of Regulatory Policy Legal Support ... Oversee a team of Regulatory Policy specialists and provide... high-quality legal support for rulemaking and interpretive functions - Lead project management, quality...
Attorney, Office of the Corporate Secretary Salary Information: - Minimum salary ranges from $79,500 to $95,400, depending on location and other factors. - Maximum salary ranges from $142,300 to $170,900, depending on location and other factors. Experience Information: - A minimum of two years of...
registered trademark of the Financial Industry Regulatory Authority, Inc.... The Counsel for Discovery & Litigation will handle information requests from FINRA, its officers, and employees, as well as third-party subpoenas in arbitration proceedings and litigation cases. This position requires...
Office H2 Heading: Opportunity for Experienced Legal Professional in Washington, DC Organization: FINRA (Financial Industry Regulatory Authority) ... Department: Enterprise Data Privacy Office (EDPO) Job Type: Full time Job Requisition ID: R-009190 Salary Range: Minimu...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
years Salary$215, - $300,/ year H1: Junior Antitrust Associate at Washington, DC Law Firm H2: Join a Diverse and Dynamic Team at **MEMBERS ONLY**SIGN UP NOW***. - Seeking a Junior Antitrust Associate with 1-3 years of experience - Work with...
Summary: Organization: FINRA (Financial Industry Regulatory Authority) Job... Title: Associate Principal Investigator, NCP - IRG Experience: Bachelor's degree or equivalent, advanced degree or law degree preferred Location: Various FINRA locations, including New York, NY; Jersey City, NJ; Jericho, NY;...
Investigator H2: Investigate Regulatory Matters at FINRA's IRG... Department Associate Principal Investigator, NCP - IRG - All FINRA Locations Full Time Position at FINRA's Initial Review Group (IRG) R-009174 Job Requisition ID Woodbridge, NJ Jersey City, NJ...
Title: Assistant General Counsel, Food Regulation Job Responsibilities: - Provide expert legal interpretation, analysis, and recommendations on food regulation to ensure compliance and enable business plans. - Partner with technical teams and government affairs to develop strategies to impact food...
registered trademark of the Financial Industry Regulatory Authority, Inc. H1:... Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: **MEMBERS ONLY**SIGN UP NOW***. Department: Office of... Oversight Liaison and Counsel (OLC) Job...
a leading technology company, is seeking a highly motivated Director and Associate General Counsel to lead its global cybersecurity legal team. This role will involve advising the company on a broad range of security initiatives and supporting **MEMBERS ONLY**SIGN UP NOW***.'s security teams....
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
School Intern with FINRA's Office of General Counsel H2 Heading: Gain Valuable Experience in Labor, Employment, and Benefits Law Organization: FINRA (Financial Industry Regulatory Authority) Department: Office... of General Counsel Litigation – Labor, Employment, and Benefits Experience: Candidates entering second or third year o...
of 10 years in financial services industry or regulation... at FINRA or similar organizations - Education: Bachelor's degree in business, communications, technology or related field, advanced degree preferred - Location: Washington, DC, Rockville, MD, New York, NY - Time Type: Full time - Job...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Overview: FINRA, the Financial Industry Regulatory Authority, is... currently seeking qualified candidates for the position of Principal Analyst, Risk Monitoring in the Capital Markets department. This is a senior-level role reporting to a Risk Monitoring Director and offering the...
Analyst, Dispute Resolution Organization: FINRA (Financial Industry Regulatory Authority) Department: Dispute... Resolution Experience: 5+ years Location: Chicago, IL; Jersey City, NJ; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA Time Type: Full Time Salary Range: $95,300 - $206,200 (varies...
Staff FINRA, the Financial Industry Regulatory Authority, is... currently seeking a Principal Investigator to join their team in various locations across the United States. This is a full-time position with a competitive salary and benefits package. The successful candidate...
Title: Principal Analyst, Dispute Resolution Department: National Arbitration Program Organization: FINRA Key Responsibilities: - Develop and implement policies to ensure high quality dispute resolution services for the National Arbitration Program. - Provide guidance and training to regional offices...
Legal Support for FINRA's Appellate Process Bold Headline: Are you an experienced legal professional looking for a challenging and rewarding opportunity? Join FINRA as our new Associate Director of Appellate Legal Support! Organization: FINRA (Financial Industry Regulatory Aut...
Program Administrator, OGC Regulation - Washington, DC - Salary range varies based on location, experience, and qualifications - Full-time, hybrid work environment with occasional travel required - Bachelor's degree and minimum of 6 years of experience in administrative or...
Support Organization: FINRA (Financial Industry Regulatory Authority) Location:... Washington, DC Job Type: Full Time Salary Range: $111,400 - $242,600 (based on location and experience) Job Requisition ID: R-009193 Posted On: Posted Today The Associate Director, Appellate Legal...
Analyst, Risk Monitoring - All FINRA Locations Location: Multiple locations including New York, NY; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boston, MA; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago, IL; San Francisco, CA; Rockville, MD;...
**MEMBERS ONLY**SIGN UP NOW***. H2: Investigate Regulatory Intelligence at **MEMBERS ONLY**SIGN UP NOW***. as... an Associate Principal Investigator Organization: **MEMBERS ONLY**SIGN UP NOW***. Department: Initial Review Group (IRG) Location: Multiple **MEMBERS ONLY**SIGN UP NOW***. Locations Nationwide Job Type: Full Time Salary Range: $81,900 - $176,000 (based...
law firm in Washington, DC is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...