Job Title: Counsel, Regulatory Job Responsibilities: - Advise across the... strategic initiatives, and potential commercial and philanthropic opportunities. - Provide support to the Global Compliance team on sanctions, AML, and export controls, particularly on regulatory filings such as Annual... Blocked Property Reports, Reje...
Title Wealth Strategist Market Manager - Private Bank Job Responsibilities - Direct and oversee the Wealth Strategy function, including critical measurements of the assigned market or group, while supporting the overall mission and vision of the business. - Coordinate and conduct...
personnel from the legal industry. We not only have... the best **Members Only** positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
Title: Government Contracts Associate Job Responsibilities: The Government Contracts Associate will be responsible for assisting local, state, and federal clients in navigating complex legal and public policy issues that occur at the intersection of law, business, and government. The associate will work...
Legal & Compliance (Global Financial Crimes) Job Responsibilities: - Conduct risk... assessments to prioritize coverage and align coverage strategy, scope of testing, and inspection techniques accordingly. - Lead a wide range of assurance activities, including audits, continuous monitoring, and closure verification, to assess...
Legal Claims Professional - Financial Lines Job Responsibilities: The Legal... Claims Professional will manage Private/Non-Profit Directors & Officers (D&O), Employment Practices Liability (EPL), and Fiduciary claims of moderate to high complexity with limited supervision. Key responsibilities include: - Reviewing complaints, legal...
long-term investigations involving complex financial enterprises, significant fraudulent schemes,... a variety of city, state and federal law enforcement agencies, including the . Department of Justice, the Securities and Exchange Commission, the Commodities Futures Trading Commission, the Financial Industry Regulatory Author...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The Chief Privacy Officer (CPO) and Senior Vice President, Associate General Counsel at the company is a pivotal leadership role within the legal department, tasked with managing a team of privacy attorneys...
first and later drafts of memoranda of law filed in current cases. Researching all cases decided by a judge regarding arbitration agreements. Interviewing witnesses for criminal cases in state court. Assisting in depositions in a regulatory action before the ......
Title: VP & Senior Counsel - Operational Resiliency and Third-Party Risk Job Responsibilities: - Develop, lead, and inspire a team of legal experts, fostering a collaborative and high-performance culture. Provide strategic direction and mentorship to ensure the team’s success. -...
Title: AVP, Chief Alternative Delivery Counsel Job Responsibilities: - Lead legal strategy and negotiations for high-stakes alternative delivery projects, including Design-Build (DB), Progressive Design-Build (PDB), Design-Build-Finance-Operate-Maintain (DBFOM), Public-Private Partnerships (PPP), Integrated Project Delivery (IPD), and collaborative contracting models. - Partner with executive leadership,...
Title: Securities Transaction and Compliance Coordinator Job Responsibilities: The Securities Transaction and Compliance Coordinator at the law firm is tasked with several critical responsibilities. The role primarily involves administering and supporting the internal pre-clearance policies and protocols for the purchase or...
Title: Lateral Associate Job Responsibilities: - Advise and represent clients in sophisticated bankruptcy, insolvency, and corporate restructuring matters. - Work within the Restructuring practice group to handle restructuring and liability management of companies across various jurisdictions and industries. - Provide sophisticated legal research and...
complex healthcare professional liability claims with large exposures, requiring specialized technical expertise and coordination. Responsibilities include verifying policy coverage, conducting investigations, developing resolution strategies, and authorizing disbursements within authority limits. - Ensure exceptional customer... service by managing all aspects of clai...
inventory of highly complex Financial Lines claims, specifically related... to Private Directors and Officers (D&O), Fiduciary, and Employment Practice Liability (EPL) claims. These claims typically involve large exposures that require specialized technical expertise and coordination. Key responsibilities include: - Managing clai...
Title: Broker Dealer Marketing Compliance Job Responsibilities: - Support and/or lead Outsourced Marketing Review (OMR) projects alongside supervisors, relationship managers, account owners, and project leads. - Conduct thorough reviews of clients’ books, records, and other documents to ensure compliance. - Train staff on regulations,...
senior oversight of client regulatory compliance matters for some... or all of the following: asset managers, hedge funds, private equity, real-estate clients, banks and broker-dealers. As an Associate Director of Compliance, you will: - Lead or Support an...
for managing and investigating Aging Services claims across multiple states. This role is recognized as a technical expert in interpreting complex or unusual policy coverages and involves working within assigned limits of authority on assignments that require... high technical complexi...
law firm in New York City is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The successful candidate will provide comprehensive legal advice and guidance to clients on matters pertaining to registered investment companies, including mutual...