personnel from the legal industry. We not only have... the best **Members Only** positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
Title: Chief Compliance Officer Job Responsibilities: - Compliance Program Development and Oversight: The Chief Compliance Officer (CCO) is responsible for designing, implementing, and maintaining a comprehensive written compliance program for the Wilmington Funds Family. This includes developing policies and procedures reasonably designed...
on issues impacting the company's non-depositary limited purpose trust company. - Ensures compliance of business activities, policies, practices, and transactions with all relevant laws and regulations. - Drafts and negotiates legal documents including regulatory filings, contracts, agreements, and... legal corres...
advice on issues impacting the company's discretionary and non-discretionary registered investment advisory offerings. - Ensures that business activities, policies, practices, and transactions comply with relevant laws and regulations. - Drafts and negotiates legal documents such as regulatory filings, contracts, agreements, and... correspondence...
variety of legal and regulatory matters to support the... Funds and Hartford Funds’ other business lines. Key responsibilities include: - Supporting the Funds’ Boards of Directors/Trustees by coordinating Board meetings, preparing or reviewing Board materials, and participating in Board and Committee...
Title: Complex Claims Consultant - Cyber, Technology, Media, MPL Job Responsibilities: The Complex Claims Consultant for Cyber, Technology, Media, and Miscellaneous Professional Liability (MPL) at the company is a specialized role that involves managing commercial claims of high complexity and exposure. The...
inventory of highly complex Financial Lines claims, characterized by... specialized technical expertise. This involves verifying policy coverage, conducting investigations, developing and employing resolution strategies, and authorizing disbursements within authority limits, in accordance with... company protocols. - Ensure exceptional customer serv...