related to derivatives transactions and repurchase agreements for registered investment company clients (including mutual funds, ETFs and closed-end funds). Strong... academic credentials are required. Must have 3+ years of direct experience. Ideal candidate will have demonstrated project management and leaders...
Title: Associate - Investment Services Job Responsibilities: - Work as part of the Investment Services team within the Corporate practice area. - Collaborate with shareholders and engage in business development and client-facing activities. - Play a leading or key role in transactions, particularly related...
Title: Registered Funds Associate AttorneyJob Overview: A distinguished law firm based in San Francisco, CA, is seeking a mid-level associate to join its asset management and investment fund regulatory practice. This opportunity is ideal for a candidate with hands-on experience...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
- Investment Compliance Job ID: C56z112 Description: Charles Schwab's purpose is to help everyone become financially fit. Through advocacy and innovation, Schwab has worked to make investing more affordable, more accessible and more understandable for all. For more than three decades, read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel iShares Responsibilities: Will be involved with providing legal advice and consultation, focusing on a variety of legal issues relating to investment funds, including the iShares exchange traded funds, and asset management services including: Advising on legal, regulatory and compliance matters with respect to investment funds, including those arising under the Securities Act, Securities Exchange Act, Advisers Act and Investment Company Act. Providing advic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Legal The candidate will be providing legal and regulatory support for the company's Money Market and Exchange-Traded Funds (ETFs) as well as certain... other investment funds within the company's family of funds. Responsible for day-to-day oversight of the SEC registration process, including preparation and filing of fund registration statements, shareholder reports and other fund regulatory documents, legal support of day to day fund operations, review and approval... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Compliance Associate * Company BlackRock * Location USA-CA-San Francisco * Compensation Not Specified * Position Type Permanent * Employment type Part time * Updated Oct 3, 2012 * eFC Ref no 1104710 * Apply online * Save this job * Send to friend * Print this job * More Sharing ServicesShare... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Description Global Head of Marketing Compliance-131216 Description : Position Overview: The Global Head of Marketing Compliance would be responsible for leading and managing the implementation of the firm’s global marketing compliance program and advising and providing guidance to the firm’s Global Marketing and Communications group. BlackRock’s Global Marketing and Communications group prides itself on creating, communicating, and delivering BlackRo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director of Proxy Voting- Investment Management Responsibilities: Will join the proxy voting in the equity portfolio management team, which manages both passive and active equity strategies (both mutual funds and ETFs). Will have day-to-day responsibility... for overseeing the proxy voting function for company. Principal responsibilities will include: Oversee and selection of third party proxy advisers. Primary contact for setting service level agreements, evaluation, and contr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
BlackRock is seeking a Vice President of iShares Governance in its San Francisco office. The iShares Governance team has responsibility for managing and facilitating the governance of 291 . iShares ETFs, 89 Canadian iShares ETFs,... 48 Canadian Pooled Funds,... and 18 Mauritius Companies. Included in BlackRock is seeking a Vice President of iShares Governance in its San Francisco office. The iShares Governance team has responsibility for managing and facilitating the governa... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Corporate Counsel The candidate will provide advice and support on a variety of legal and regulatory matters arising in the asset management business, with a particular focus on the firms excha... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Corporate Counsel The candidate will provide advice and support on a variety of legal and regulatory matters arising in the asset management business, with a particular focus on the firms excha... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Fund Compliance, Associate Candidate will be responsible for handling compliance matters related to registered investment companies (mutual funds, closed end funds and ETFs). Will receive, compile and... research issues, partner with multiple areas within the firm (including product development, fund administration, board governance, and capital markets). Research preliminary reporting on compliance matters. Review and evaluate data supporting compliance-related repo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here