Title: Vice President, Compliance Officer Job Responsibilities: - Lead and support the global investment adviser compliance program, ensuring consistency and collaboration with compliance teams worldwide. - Provide expert guidance on regulatory compliance for the company's separate accounts and alternatives/private funds businesses, including ERISA...
advise on a variety of retail fund products, including traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Handle “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), “holding company” and...
funds, including mutual funds, ETFs, and closed-end funds. The... primary responsibilities include: - Representing a number of leading firms in the industry. - Facilitating new fund launches. - Managing mergers and acquisition transactions for funds and asset managers. - Provi...
Title: Registered Funds Associate AttorneyJob Overview: A Los Angeles-based law firm is seeking a mid-level associate to join its sophisticated investment management and financial regulatory practice. This opportunity is ideal for an attorney with a solid foundation in registered fund matters...