Rowe Price is an asset management company that is focused on delivering global investment management excellence and retirement services to its clients. They are currently seeking a Managing Legal Counsel with expertise in the ’40 Act to join their team...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Line Senior Compliance Manager - Product & Global Distribution The candidate will support the Business Line Compliance Officer (BLCO) in overseeing the compliance programs for the Product and Global Distribution US Intermediaries (Global Distribution USI) business partner with others to enhance compliance processes and programs and develop strong compliance procedures and processes for new product offers, including the firm’s launch of and ongoing operati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel – Distribution Duties: Providing legal advice and guidance related to business and regulatory requirements applicable to the sale, promotion, and distribution of its products and services; Providing legal advice, guidance, and coordination for distribution-related activities related to mutual funds (Price Funds), including negotiation of distribution agreements with financial intermediaries; and Participating in industry trade organizations and meeti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel Adviser-Distribution RESPONSIBILITIES: Retail Advisory and Broker-Dealer Activities – Primarily provide legal advice and guidance to the distribution units regarding retail managed account products and other retail advice initiatives advised by TRPAS. Also provide broker-dealer related guidance on such initiatives. Fund Distribution Activities – Provide legal advice and guidance on broad array of business activities pertaining to the distribution of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel - ETF/Mutual Funds The candidate will be primarily responsible for providing support for the legal, regulatory and disclosure requirements regarding a suite of T. Rowe Price ETF products. Will assist in drafting and reviewing exemptive relief applications, securities exchange filings, statutory prospectuses and summary prospectuses, statements of additional information (“SAIsâ€), registration statements, proxies, and governance documents for the T. Ro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager - Exchange Traded Funds The candidate will be responsible for maintaining, developing and implementing the firm’s compliance program for the respective firm entity as it relates to Exchange Traded Funds (“ETFs”) while ensuring compliance with applicable laws and regulations. Will be a subject matter expert regarding regulatory requirements and change and advise various business units. Will provide guidance to the firm on regulatory matters related t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Analyst The candidate responsibilities will include: Maintain registration of T. Rowe Price mutual funds (Price Funds) under the Investment Company Act of 1940 and Securities Act of 1933. Will be responsible for the production and review of statutory prospectuses, summary prospectuses, statements of additional information (SAIs), stickers, registration statements, mutual fund agreements, charter documents, and proxies in the traditional Edgar html format and in an eXte... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Legal Analyst The candidate will review, produce and/or File Price Fund Disclosure Documents. Under tight deadlines, produce and review legal documents for the Price Funds and ETFs (statutory prospectuses, summary prospectuses,... proxies, stickers, registration statements, and SAIs) for the various firm websites, printing, advertising and compliance mailings, and electronic filing with the SEC. Primary focus is on maintaining compliance with SEC rules and ensuring consi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel - ‘40 Act Regulatory Oversight (ETFs) Duties: Provides legal advice... based on research and in-depth understanding of ETFs, the Investment Advisers/Company Act... of 1940, and related regulations and practices to internal stakeholders including the Group and Product Management. Prepares and reviews internal and external materials affecting the ETF business, including regulatory filings, such as registration statements and proxy statements; listing exchange filings;... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here