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Ranked Law Firm seeks corporate attorney-capital markets and securities... areas: SEC filings and compliance; Capital markets transactions; Mergers and... acquisitions; Corporate governance; Regulatory and operational... matters. A background in general corporate and securities representation, experience... with financial institutions, and/or prior...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Director of Risk Monitoring is a senior level position within the Risk Monitoring department at **MEMBERS ONLY**SIGN UP NOW***. This role is responsible for overseeing a team of Risk Monitoring Analysts and ensuring the successful implementation and completion of the Risk Monitoring Program...
Law Firm seeks a securities senior associate, counsel or... 6+ years of transactional securities experience with structuring, negotiating... issues related to private capital raising activities. The candidate... interest in working with startups, founders, and venture capital firms in company formatio......
Corporate Associate - Securities /... Capital years of experience in corporate law, with particular experience... in securities law advice and capital... have specific expertise in securities and capital markets -... company reporting obligations, public securities offerings, SEC compliance and... corporate governance requirements, as well......
H1: Corporate Securities Associate at Blank... Dynamic Team as a Corporate Securities Associate Are you a... highly skilled and experienced Corporate Securities Associate looking for... are currently seeking a Corporate Securities Associate with at... office locations. About the Position: - Focus on securities...
Join our team and be a part of shaping a smarter, cleaner and more connected future. SEO Friendly Job Title: Senior Counsel, Corporate & Securities (Hybrid) -... A Nuclear Electric Power Generation Company H1 Heading: Join Our...