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and Analytics - Any FINRA Location H2: Job... and Requirements Organization: FINRA Department: Cyber and... or financial regulatory experience required Job Requisition ID: R-007655 Date Posted: Posted Yesterday Location: Any FINRA Location #LI-...
Enforcement H1: Join FINRA as a Senior Litigation... Counsel H2: Represent FINRA in Complex Securities Cases... Organization: FINRA Department: Office of... Hearing Officers Experience: Minimum of 10 years of litigation experience Salary Information:...
Counsel, Enforcement - Join FINRA and Make a Difference... Principal Counsel, Enforcement - Organization: FINRA - Location: Multiple locations (see... job posting) - Time type: Full time - Job requisition ID: R-007990 - Education/Experience: Minimum of 7 years relevant legal experience in financial regulatory space...
years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location:... Various locations (CA, Washington DC, CO, HI, New York, NY, WA, MD) Full Time: Yes Job Requisition ID: R-008031 Purpose and Meaning: - Work for a not-for-profit entity that operates under the oversight of the...
Investigations Unit - Any FINRA Location Full Time... R-007744 Overview: The Senior Director within FINRA’s Special Investigations Unit (SIU) will be responsible for overseeing the anti-money laundering (AML) and anti-fraud investigative functions. This includes leading a...
Counsel, Enforcement - Any FINRA Location Job Title:... Senior Litigation Counsel, Enforcement Salary Range: Minimum salary $127,300 - Maximum salary $296,100 (based on location and qualifications) Experience: Minimum of 10 years of litigation experience Job Description: The...
Risk Monitoring department at **MEMBERS ONLY**SIGN UP NOW***. This role is responsible... for overseeing a team of Risk Monitoring Analysts and ensuring the successful implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping. The Director will also...
Services Management Organization: FINRA Job Type: Full-time... Date Posted: Posted Today Job Requisition ID: R-008101 Location: Multiple locations (see below for salary information) Overview: The Principal Analyst in the Regulatory Services Management team...
FINRA strives to make our... note that this number is exclusively for inquiries regarding application accommodations. In addition to a competitive salary, comprehensive health and welfare benefits, and incentive compensation, FINRA offers immediate participation and... vesting in a 401(k...
Risk Monitoring - Any FINRA Location H2: Senior-Level Position... for Advancement Organization: FINRA Job Title: Principal Analyst,... activities and assessments for FINRA members under the guidance... of a Risk Monitoring Director. - Collaborates with internal departments to analyze and...